| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,956,478 | 23,536,000 | 30.69% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,274,728 | 15,192,000 | 19.81% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 857,544 | 10,316,000 | 13.45% | ||
| 4 | WELLS FARGO & COMPANY/MN | 322,201 | 3,877,000 | 5.05% | ||
| 5 | Ancora Advisors LLC | 282,886 | 3,403,000 | 4.44% | ||
| 6 | ICON ADVISERS INC/CO | 263,837 | 3,174,000 | 4.14% | ||
| 7 | STIFEL FINANCIAL CORP | 228,066 | 2,744,000 | 3.58% | ||
| 8 | 1832 Asset Management L.P. | 143,450 | 1,737,000 | 2.26% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 136,531 | 1,642,000 | 2.14% | ||
| 10 | DOLIVER ADVISORS, LP | 115,428 | 1,389,000 | 1.81% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 92,464 | 1,112,000 | 1.45% | ||
| 12 | MORGAN STANLEY | 78,865 | 948,000 | 1.24% | ||
| 13 | Invesco Ltd. | 63,918 | 769,000 | 1.00% | ||
| 14 | First Allied Advisory Services, Inc. | 63,371 | 761,000 | 0.99% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 60,941 | 733,000 | 0.96% | ||
| 16 | 1607 Capital Partners, LLC | 57,002 | 686,000 | 0.89% | ||
| 17 | BRINKER CAPITAL INC | 47,746 | 574,000 | 0.75% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 42,764 | 514,000 | 0.67% | ||
| 19 | LPL Financial LLC | 37,993 | 457,000 | 0.60% | ||
| 20 | OPPENHEIMER & CO INC | 32,635 | 393,000 | 0.51% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 31,703 | 381,000 | 0.50% | ||
| 22 | CSS LLC/IL | 28,554 | 344,000 | 0.45% | ||
| 23 | Merriman Wealth Management, LLC | 28,039 | 337,000 | 0.44% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,104 | 290,000 | 0.38% | ||
| 25 | TFS CAPITAL LLC | 22,401 | 269,000 | 0.35% | ||
| 26 | MSI Financial Services Inc | 19,478 | 234,000 | 0.31% | ||
| 27 | Creative Planning | 15,564 | 187,000 | 0.24% | ||
| 28 | UBS Group AG | 15,117 | 182,000 | 0.24% | ||
| 29 | Private Advisor Group, LLC | 12,738 | 153,000 | 0.20% | ||
| 30 | Shaker Financial Services, LLC | 12,580 | 151,000 | 0.20% | ||
| 31 | CITIGROUP INC | 2,571 | 31,000 | 0.04% | ||
| 32 | ADVISOR GROUP, INC. | 2,358 | 28,000 | 0.04% | ||
| 33 | WOLVERINE ASSET MANAGEMENT LLC | 2,200 | 26,000 | 0.03% | ||
| 34 | REILLY FINANCIAL ADVISORS, LLC | 2,040 | 25,000 | 0.03% | ||
| 35 | MOSAIC FAMILY WEALTH, LLC | 1,801 | 22,000 | 0.03% | ||
| 36 | ROYAL BANK OF CANADA | 1,669 | 20,000 | 0.03% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,524 | 18,000 | 0.02% | ||
| 38 | Chicago Partners Investment Group LLC | 1,264 | 15,000 | 0.02% | ||
| 39 | BRONFMAN E.L. ROTHSCHILD, L.P. | 828 | 10,000 | 0.01% | ||
| 40 | US BANCORP \DE\ | 659 | 8,000 | 0.01% | ||
| 41 | KANALY TRUST CO | 468 | 6,000 | 0.01% | ||
| 42 | SEI INVESTMENTS CO | 125 | 2,000 | 0.00% | ||
| 43 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.00% | ||
| 44 | CENTRAL TRUST Co | 59 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
