| 1 |
SIT INVESTMENT ASSOCIATES INC |
4,034,600 |
55,193,000 |
34.06% |
|
|
| 2 |
Relative Value Partners, LLC |
2,466,480 |
33,741,000 |
20.82% |
|
|
| 3 |
Karpus Management, Inc. |
1,480,702 |
20,256,000 |
12.50% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
696,459 |
9,528,000 |
5.88% |
|
|
| 5 |
Ancora Advisors LLC |
0 |
9,109,000 |
5.62% |
|
|
| 6 |
MORGAN STANLEY |
490,084 |
6,705,000 |
4.14% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
337,673 |
4,619,000 |
2.85% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
329,180 |
4,503,000 |
2.78% |
|
|
| 9 |
SG Americas Securities, LLC |
139,785 |
1,912,000 |
1.18% |
|
|
| 10 |
STIFEL FINANCIAL CORP |
124,516 |
1,703,000 |
1.05% |
|
|
| 11 |
1607 Capital Partners, LLC |
112,295 |
1,536,000 |
0.95% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
110,890 |
1,517,000 |
0.94% |
|
|
| 13 |
PNC FINANCIAL SERVICES GROUP, INC. |
108,907 |
1,490,000 |
0.92% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
102,494 |
1,402,000 |
0.87% |
|
|
| 15 |
REGIONS FINANCIAL CORP |
92,500 |
1,265,000 |
0.78% |
|
|
| 16 |
Independence Trust CO |
87,651 |
1,199,000 |
0.74% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
76,174 |
1,041,000 |
0.64% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
65,322 |
893,000 |
0.55% |
|
|
| 19 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
65,275 |
893,000 |
0.55% |
|
|
| 20 |
CSS LLC/IL |
47,520 |
650,000 |
0.40% |
|
|
| 21 |
LPL Financial LLC |
39,402 |
537,000 |
0.33% |
|
|
| 22 |
GUGGENHEIM CAPITAL LLC |
31,490 |
431,000 |
0.27% |
|
|
| 23 |
DOLIVER ADVISORS, LP |
29,682 |
406,000 |
0.25% |
|
|
| 24 |
MSI Financial Services Inc |
18,559 |
254,000 |
0.16% |
|
|
| 25 |
CADENCE BANK NA |
13,532 |
185,000 |
0.11% |
|
|
| 26 |
Creative Planning |
13,452 |
184,000 |
0.11% |
|
|
| 27 |
IFC Holdings Incorporated/FL |
12,547 |
172,000 |
0.11% |
|
|
| 28 |
ROYAL BANK OF CANADA |
12,319 |
169,000 |
0.10% |
|
|
| 29 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,587 |
145,000 |
0.09% |
|
|
| 30 |
UBS Group AG |
9,390 |
128,000 |
0.08% |
|
|
| 31 |
CITIGROUP INC |
5,508 |
75,000 |
0.05% |
|
|
| 32 |
WESTPORT RESOURCES MANAGEMENT INC |
5,000 |
68,000 |
0.04% |
|
|
| 33 |
Formidable Asset Management, LLC |
2,150 |
29,000 |
0.02% |
|
|
| 34 |
Chicago Partners Investment Group LLC |
1,703 |
24,000 |
0.01% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,626 |
22,000 |
0.01% |
|
|
| 36 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,434 |
19,617 |
0.01% |
|
|
| 37 |
OPTIMUM INVESTMENT ADVISORS |
1,000 |
14,000 |
0.01% |
|
|
| 38 |
KANALY TRUST CO |
468 |
6,000 |
0.00% |
|
|
| 39 |
Pinnacle Summer Investments, Inc. |
318 |
4,000 |
0.00% |
|
|
| 40 |
SEI INVESTMENTS CO |
125 |
2,000 |
0.00% |
|
|
| 41 |
RISK PARADIGM GROUP, LLC |
57 |
779 |
0.00% |
|
|
| 42 |
Shamrock Asset Management LLC |
3 |
0 |
0.00% |
|
|
