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ZWEIG TOTAL RETURN FD INC
ZWEIG TOTAL RETURN FD INC . Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 46 Institutional holders with a total value of $137,315,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 3,089,661 37,045,000 26.98%
2 RELATIVE VALUE PARTNERS GROUP, LLC 2,303,193 28,053,000 20.43%
3 Ancora Advisors LLC 1,125,025 13,489,000 9.82%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 933,759 11,196,000 8.15%
5 ICON ADVISERS INC/CO 606,229 7,269,000 5.29%
6 MORGAN STANLEY 540,548 6,481,000 4.72%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 374,375 4,489,000 3.27%
8 1832 Asset Management L.P. 217,946 4,394,000 3.20%
9 WELLS FARGO & COMPANY/MN 340,300 4,080,000 2.97%
10 STIFEL FINANCIAL CORP 281,503 3,375,000 2.46%
11 PNC FINANCIAL SERVICES GROUP, INC. 206,009 2,470,000 1.80%
12 WOLVERINE ASSET MANAGEMENT LLC 151,723 1,819,000 1.32%
13 Thomas J. Herzfeld Advisors, Inc. 140,681 1,687,000 1.23%
14 RAYMOND JAMES & ASSOCIATES 91,189 1,093,000 0.80%
15 1607 Capital Partners, LLC 89,336 1,071,000 0.78%
16 REGIONS FINANCIAL CORP 75,763 908,000 0.66%
17 LPL Financial LLC 74,097 900,000 0.66%
18 First Allied Advisory Services, Inc. 65,043 781,000 0.57%
19 Invesco Ltd. 57,740 692,000 0.50%
20 Raymond James Financial Services Advisors, Inc. 55,525 666,000 0.49%
21 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 54,195 650,000 0.47%
22 BANK OF AMERICA CORP /DE/ 54,010 648,000 0.47%
23 CSS LLC/IL 50,473 605,000 0.44%
24 MARINER INVESTMENT GROUP LLC 44,653 535,000 0.39%
25 GUGGENHEIM CAPITAL LLC 44,553 534,000 0.39%
26 Shaker Financial Services, LLC 38,827 466,000 0.34%
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 36,808 441,000 0.32%
28 OPPENHEIMER & CO INC 31,938 383,000 0.28%
29 MSI Financial Services Inc 19,931 239,000 0.17%
30 Creative Planning 15,594 187,000 0.14%
31 UBS Group AG 14,670 176,000 0.13%
32 Private Advisor Group, LLC 12,925 155,000 0.11%
33 DOLIVER ADVISORS, LP 10,004 120,000 0.09%
34 CITIGROUP INC 3,695 44,000 0.03%
35 ROYAL BANK OF CANADA 2,376 28,000 0.02%
36 REILLY FINANCIAL ADVISORS, LLC 2,040 24,000 0.02%
37 Chicago Partners Investment Group LLC 1,920 23,000 0.02%
38 MOSAIC FAMILY WEALTH, LLC 1,801 21,000 0.02%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,483 18,000 0.01%
40 AMERICAN INTERNATIONAL GROUP, INC. 1,434 17,000 0.01%
41 BRONFMAN E.L. ROTHSCHILD, L.P. 1,254 15,000 0.01%
42 US BANCORP \DE\ 1,000 12,000 0.01%
43 KANALY TRUST CO 468 6,000 0.00%
44 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 312 4,000 0.00%
45 CAPTRUST FINANCIAL ADVISORS 355 4,000 0.00%
46 SEI INVESTMENTS CO 125 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.