| 1 |
SIT INVESTMENT ASSOCIATES INC |
3,078,037 |
39,830,000 |
26.99% |
|
|
| 2 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,395,942 |
31,003,000 |
21.01% |
|
|
| 3 |
Karpus Management, Inc. |
1,466,790 |
18,980,000 |
12.86% |
|
|
| 4 |
Ancora Advisors LLC |
753,190 |
9,746,000 |
6.60% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
707,562 |
9,156,000 |
6.20% |
|
|
| 6 |
MORGAN STANLEY |
485,133 |
6,277,000 |
4.25% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
361,268 |
4,675,000 |
3.17% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
343,680 |
4,447,000 |
3.01% |
|
|
| 9 |
STIFEL FINANCIAL CORP |
236,034 |
3,054,000 |
2.07% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
204,035 |
2,640,000 |
1.79% |
|
|
| 11 |
Thomas J. Herzfeld Advisors, Inc. |
136,390 |
1,741,000 |
1.18% |
|
|
| 12 |
PNC FINANCIAL SERVICES GROUP, INC. |
108,914 |
1,410,000 |
0.96% |
|
|
| 13 |
1607 Capital Partners, LLC |
107,295 |
1,388,000 |
0.94% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
104,775 |
1,356,000 |
0.92% |
|
|
| 15 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
87,762 |
1,136,000 |
0.77% |
|
|
| 16 |
Independence Trust CO |
87,570 |
1,133,000 |
0.77% |
|
|
| 17 |
REGIONS FINANCIAL CORP |
83,369 |
1,079,000 |
0.73% |
|
|
| 18 |
Curi Capital, LLC |
70,685 |
915,000 |
0.62% |
|
|
| 19 |
First Allied Advisory Services, Inc. |
69,258 |
895,000 |
0.61% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
59,057 |
764,000 |
0.52% |
|
|
| 21 |
Shaker Financial Services, LLC |
49,232 |
637,000 |
0.43% |
|
|
| 22 |
CSS LLC/IL |
48,459 |
627,000 |
0.42% |
|
|
| 23 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
47,387 |
613,000 |
0.42% |
|
|
| 24 |
LPL Financial LLC |
39,107 |
504,000 |
0.34% |
|
|
| 25 |
RAYMOND JAMES & ASSOCIATES |
38,422 |
497,000 |
0.34% |
|
|
| 26 |
GUGGENHEIM CAPITAL LLC |
31,490 |
407,000 |
0.28% |
|
|
| 27 |
SG Americas Securities, LLC |
30,985 |
401,000 |
0.27% |
|
|
| 28 |
AQR ARBITRAGE LLC |
27,986 |
362,000 |
0.25% |
|
|
| 29 |
Invesco Ltd. |
26,390 |
341,000 |
0.23% |
|
|
| 30 |
IFC Holdings Incorporated/FL |
19,663 |
258,000 |
0.17% |
|
|
| 31 |
OPPENHEIMER & CO INC |
19,402 |
251,000 |
0.17% |
|
|
| 32 |
MSI Financial Services Inc |
18,559 |
240,000 |
0.16% |
|
|
| 33 |
Creative Planning |
14,417 |
187,000 |
0.13% |
|
|
| 34 |
CORNERSTONE ADVISORS INC |
11,642 |
151,000 |
0.10% |
|
|
| 35 |
ROYAL BANK OF CANADA |
9,769 |
126,000 |
0.09% |
|
|
| 36 |
UBS Group AG |
9,390 |
122,000 |
0.08% |
|
|
| 37 |
CITIGROUP INC |
3,692 |
47,000 |
0.03% |
|
|
| 38 |
Chicago Partners Investment Group LLC |
3,447 |
47,000 |
0.03% |
|
|
| 39 |
Formidable Asset Management, LLC |
2,150 |
28,000 |
0.02% |
|
|
| 40 |
REILLY FINANCIAL ADVISORS, LLC |
2,040 |
26,000 |
0.02% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,654 |
21,000 |
0.01% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,434 |
18,556 |
0.01% |
|
|
| 43 |
NEXT Financial Group, Inc |
1,000 |
12,000 |
0.01% |
|
|
| 44 |
Apriem Advisors |
600 |
8,000 |
0.01% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
428 |
6,000 |
0.00% |
|
|
| 46 |
KANALY TRUST CO |
468 |
6,000 |
0.00% |
|
|
| 47 |
Brookstone Capital Management |
425 |
5,000 |
0.00% |
|
|
| 48 |
Pinnacle Summer Investments, Inc. |
318 |
4,000 |
0.00% |
|
|
| 49 |
SEI INVESTMENTS CO |
125 |
2,000 |
0.00% |
|
|
| 50 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
125 |
2,000 |
0.00% |
|
|
