| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 3,354,916 | 46,130,000 | 18.46% | ||
| 2 | Karpus Management, Inc. | 2,543,859 | 34,978,000 | 14.00% | ||
| 3 | Gramercy Funds Management LLC | 2,152,808 | 29,601,000 | 11.84% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,746,371 | 24,013,000 | 9.61% | ||
| 5 | MORGAN STANLEY | 1,329,518 | 18,281,000 | 7.32% | ||
| 6 | 1607 Capital Partners, LLC | 772,295 | 10,619,000 | 4.25% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 692,473 | 9,522,000 | 3.81% | ||
| 8 | Bulldog Investors, LLP | 665,338 | 9,148,000 | 3.66% | ||
| 9 | ROYAL BANK OF CANADA | 426,585 | 5,866,000 | 2.35% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 358,526 | 4,930,000 | 1.97% | ||
| 11 | PARK CIRCLE Co | 293,195 | 4,031,000 | 1.61% | ||
| 12 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 286,541 | 3,944,000 | 1.58% | ||
| 13 | GOLDMAN SACHS GROUP INC | 240,572 | 3,308,000 | 1.32% | ||
| 14 | CORNERSTONE ADVISORS INC | 204,710 | 2,815,000 | 1.13% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 201,154 | 2,766,000 | 1.11% | ||
| 16 | 1832 Asset Management L.P. | 200,000 | 2,752,000 | 1.10% | ||
| 17 | HSBC HOLDINGS PLC | 176,571 | 2,428,000 | 0.97% | ||
| 18 | Commonwealth Equity Services, Inc | 175,255 | 2,410,000 | 0.96% | ||
| 19 | Cetera Advisor Networks LLC | 172,909 | 2,379,000 | 0.95% | ||
| 20 | DOLIVER ADVISORS, LP | 1,591,332 | 2,188,000 | 0.88% | ||
| 21 | GENERAL AMERICAN INVESTORS CO INC | 155,104 | 2,133,000 | 0.85% | ||
| 22 | Shaker Financial Services, LLC | 152,353 | 2,095,000 | 0.84% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 151,443 | 2,082,000 | 0.83% | PRN | |
| 24 | Ancora Advisors LLC | 117,325 | 1,613,000 | 0.65% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 117,238 | 1,612,000 | 0.65% | ||
| 26 | WELLS FARGO & COMPANY/MN | 113,121 | 1,555,000 | 0.62% | ||
| 27 | Zuckerman Investment Group, LLC | 101,035 | 1,389,000 | 0.56% | ||
| 28 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 96,128 | 1,322,000 | 0.53% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 83,236 | 1,144,000 | 0.46% | ||
| 30 | LPL Financial LLC | 83,109 | 1,143,000 | 0.46% | ||
| 31 | TFS CAPITAL LLC | 69,554 | 956,000 | 0.38% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 60,705 | 835,000 | 0.33% | ||
| 33 | Bartlett & Co. LLC | 55,957 | 769,000 | 0.31% | ||
| 34 | SII INVESTMENTS INC/WI | 50,718 | 698,000 | 0.28% | ||
| 35 | Chevy Chase Trust Holdings, LLC | 49,550 | 681,000 | 0.27% | ||
| 36 | AQR CAPITAL MANAGEMENT LLC | 49,104 | 675,000 | 0.27% | ||
| 37 | BNP PARIBAS FINANCIAL MARKETS | 42,145 | 579,494 | 0.23% | ||
| 38 | STIFEL FINANCIAL CORP | 38,150 | 525,000 | 0.21% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 36,271 | 499,000 | 0.20% | ||
| 40 | UBS AG | 34,510 | 475,000 | 0.19% | ||
| 41 | D.A. DAVIDSON & CO. | 33,745 | 463,000 | 0.19% | ||
| 42 | SG Americas Securities, LLC | 31,074 | 427,000 | 0.17% | ||
| 43 | WESBANCO BANK INC | 26,172 | 360,000 | 0.14% | ||
| 44 | Creative Planning | 23,844 | 328,000 | 0.13% | ||
| 45 | Stevens First Principles Investment Advisors | 22,315 | 307,000 | 0.12% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 21,844 | 300,000 | 0.12% | ||
| 47 | Argentus Capital Management, LLC | 21,220 | 292,000 | 0.12% | ||
| 48 | TIAA CREF TRUST CO FSB/MO | 20,978 | 288,000 | 0.12% | ||
| 49 | BLAIR WILLIAM & CO/IL | 19,920 | 273,000 | 0.11% | ||
| 50 | CSS LLC/IL | 15,868 | 218,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
