| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 3,625,483 | 46,080,000 | 16.50% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 2,667,017 | 33,897,000 | 12.14% | ||
| 3 | MORGAN STANLEY | 1,943,766 | 24,705,000 | 8.84% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,454,715 | 18,489,000 | 6.62% | ||
| 5 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,106,394 | 14,063,000 | 5.03% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 1,013,866 | 12,886,000 | 4.61% | ||
| 7 | CORNERSTONE ADVISORS INC | 829,270 | 10,540,000 | 3.77% | ||
| 8 | 1607 Capital Partners, LLC | 696,645 | 8,854,000 | 3.17% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 539,147 | 6,853,000 | 2.45% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 531,331 | 6,753,000 | 2.42% | ||
| 11 | Shaker Financial Services, LLC | 515,118 | 6,547,000 | 2.34% | ||
| 12 | 1832 Asset Management L.P. | 450,000 | 5,719,000 | 2.05% | ||
| 13 | DESCHUTES PORTFOLIO STRATEGY, LLC | 448,200 | 5,697,000 | 2.04% | ||
| 14 | DUBUQUE BANK & TRUST CO | 444,861 | 5,654,000 | 2.02% | ||
| 15 | Gramercy Funds Management LLC | 418,748 | 5,322,000 | 1.91% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 390,256 | 4,960,000 | 1.78% | ||
| 17 | ROYAL BANK OF CANADA | 369,297 | 4,694,000 | 1.68% | ||
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 351,178 | 4,463,000 | 1.60% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 302,544 | 3,845,000 | 1.38% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 247,246 | 3,142,000 | 1.12% | ||
| 21 | CLOUGH CAPITAL PARTNERS L P | 219,530 | 2,790,000 | 1.00% | ||
| 22 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 206,618 | 2,627,000 | 0.94% | ||
| 23 | Commonwealth Equity Services, Inc | 192,047 | 2,441,000 | 0.87% | ||
| 24 | GENERAL AMERICAN INVESTORS CO INC | 188,820 | 2,400,000 | 0.86% | ||
| 25 | Bulldog Investors, LLP | 166,914 | 2,121,000 | 0.76% | ||
| 26 | KELMAN-LAZAROV, INC. | 165,987 | 2,109,694 | 0.76% | ||
| 27 | DOLIVER ADVISORS, LP | 165,767 | 2,107,000 | 0.75% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 150,831 | 1,918,000 | 0.69% | ||
| 29 | BANK OF NOVA SCOTIA | 139,285 | 1,770,000 | 0.63% | ||
| 30 | RB CAPITAL MANAGEMENT, LLC | 126,964 | 1,614,000 | 0.58% | ||
| 31 | SII INVESTMENTS INC/WI | 106,919 | 1,355,000 | 0.49% | ||
| 32 | Ancora Advisors LLC | 99,845 | 1,269,000 | 0.45% | ||
| 33 | WELLS FARGO & COMPANY/MN | 98,625 | 1,253,000 | 0.45% | ||
| 34 | MSI Financial Services Inc | 97,585 | 1,240,000 | 0.44% | ||
| 35 | Zuckerman Investment Group, LLC | 89,784 | 1,141,000 | 0.41% | ||
| 36 | Diversified Trust Co | 86,708 | 1,102,000 | 0.39% | ||
| 37 | LPL Financial LLC | 85,868 | 1,097,000 | 0.39% | ||
| 38 | Global Endowment Management, LP | 82,900 | 1,054,000 | 0.38% | ||
| 39 | FIFTH THIRD BANCORP | 82,880 | 1,053,000 | 0.38% | ||
| 40 | BRINKER CAPITAL INC | 78,182 | 994,000 | 0.36% | ||
| 41 | D.A. DAVIDSON & CO. | 65,942 | 838,000 | 0.30% | ||
| 42 | STIFEL FINANCIAL CORP | 65,620 | 834,000 | 0.30% | ||
| 43 | HighTower Advisors, LLC | 64,366 | 818,000 | 0.29% | ||
| 44 | AQR ARBITRAGE LLC | 64,284 | 817,000 | 0.29% | ||
| 45 | Ionic Capital Management LLC | 62,490 | 794,000 | 0.28% | ||
| 46 | GUGGENHEIM CAPITAL LLC | 56,012 | 711,000 | 0.25% | ||
| 47 | UBS Group AG | 52,581 | 668,000 | 0.24% | ||
| 48 | CSS LLC/IL | 50,402 | 640,000 | 0.23% | ||
| 49 | IFP ADVISORS, INC | 37,129 | 472,000 | 0.17% | ||
| 50 | MONETA GROUP INVESTMENT ADVISORS LLC | 36,139 | 459,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
