| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 4,242,153 | 53,663,000 | 19.04% | ||
| 2 | Karpus Management, Inc. | 3,545,266 | 44,848,000 | 15.91% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,916,018 | 24,238,000 | 8.60% | ||
| 4 | MORGAN STANLEY | 1,780,407 | 22,522,000 | 7.99% | ||
| 5 | Gramercy Funds Management LLC | 1,678,419 | 21,232,000 | 7.53% | ||
| 6 | 1832 Asset Management L.P. | 470,020 | 10,006,000 | 3.55% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 766,936 | 9,702,000 | 3.44% | ||
| 8 | 1607 Capital Partners, LLC | 627,977 | 7,944,000 | 2.82% | ||
| 9 | Shaker Financial Services, LLC | 498,843 | 6,310,000 | 2.24% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 460,338 | 5,823,000 | 2.07% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 444,187 | 5,626,000 | 2.00% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 434,025 | 5,490,000 | 1.95% | ||
| 13 | ROYAL BANK OF CANADA | 385,098 | 4,871,000 | 1.73% | ||
| 14 | DUBUQUE BANK & TRUST CO | 370,811 | 4,691,000 | 1.66% | ||
| 15 | Commonwealth Equity Services, Inc | 246,877 | 3,123,000 | 1.11% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 241,142 | 3,050,000 | 1.08% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 240,753 | 3,045,000 | 1.08% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 230,140 | 2,912,000 | 1.03% | ||
| 19 | CLOUGH CAPITAL PARTNERS L P | 219,530 | 2,777,000 | 0.99% | ||
| 20 | GENERAL AMERICAN INVESTORS CO INC | 177,114 | 2,240,000 | 0.79% | ||
| 21 | KELMAN-LAZAROV, INC. | 173,033 | 2,198,000 | 0.78% | ||
| 22 | Bulldog Investors, LLP | 166,914 | 2,120,000 | 0.75% | ||
| 23 | BANK OF NOVA SCOTIA | 159,731 | 2,020,000 | 0.72% | ||
| 24 | DOLIVER ADVISORS, LP | 157,227 | 1,989,000 | 0.71% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 148,530 | 1,879,000 | 0.67% | ||
| 26 | LPL Financial LLC | 139,286 | 1,740,000 | 0.62% | ||
| 27 | GEODE CAPITAL MANAGEMENT, LLC | 135,334 | 1,711,000 | 0.61% | PRN | |
| 28 | Cambridge Investment Research Advisors, Inc. | 131,143 | 1,659,000 | 0.59% | ||
| 29 | DESCHUTES PORTFOLIO STRATEGY, LLC | 107,302 | 1,357,000 | 0.48% | ||
| 30 | STIFEL FINANCIAL CORP | 106,821 | 1,351,000 | 0.48% | ||
| 31 | Ancora Advisors LLC | 99,845 | 1,263,000 | 0.45% | ||
| 32 | WELLS FARGO & COMPANY/MN | 99,760 | 1,262,000 | 0.45% | ||
| 33 | CORNERSTONE ADVISORS INC | 93,759 | 1,186,000 | 0.42% | ||
| 34 | SII INVESTMENTS INC/WI | 90,234 | 1,139,000 | 0.40% | ||
| 35 | HighTower Advisors, LLC | 81,954 | 1,037,000 | 0.37% | ||
| 36 | BRINKER CAPITAL INC | 81,861 | 1,035,000 | 0.37% | ||
| 37 | Curi Capital, LLC | 78,967 | 999,000 | 0.35% | ||
| 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 71,913 | 910,000 | 0.32% | ||
| 39 | Global Endowment Management, LP | 70,000 | 886,000 | 0.31% | ||
| 40 | UBS Group AG | 61,673 | 780,000 | 0.28% | ||
| 41 | BAIRD FINANCIAL GROUP, INC. | 58,954 | 746,000 | 0.26% | ||
| 42 | D.A. DAVIDSON & CO. | 47,361 | 599,000 | 0.21% | ||
| 43 | Private Advisor Group, LLC | 45,379 | 574,000 | 0.20% | ||
| 44 | Bartlett & Co. LLC | 43,510 | 550,000 | 0.20% | ||
| 45 | GUGGENHEIM CAPITAL LLC | 43,367 | 549,000 | 0.19% | ||
| 46 | TFS CAPITAL LLC | 41,210 | 521,000 | 0.18% | ||
| 47 | IFP ADVISORS, INC | 36,957 | 468,000 | 0.17% | ||
| 48 | MONETA GROUP INVESTMENT ADVISORS LLC | 36,139 | 457,000 | 0.16% | ||
| 49 | Creative Planning | 27,255 | 345,000 | 0.12% | ||
| 50 | MSI Financial Services Inc | 26,347 | 333,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
