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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 87 Institutional holders with a total value of $645,509,584.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JNBA Financial Advisors 182 4,000 0.00%
2 SIGNATUREFD, LLC 182 4,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 864 17,000 0.00%
4 BlackRock Investment Management, LLC 1,069 21,000 0.00%
5 Creative Planning 1,315 26,000 0.00%
6 GENEOS WEALTH MANAGEMENT INC. 1,533 29,000 0.00%
7 CITIGROUP INC 1,600 31,000 0.00%
8 CWM, LLC 1,603 31,000 0.00%
9 Shamrock Asset Management LLC 1,582 31,000 0.00%
10 Financial Architects, Inc 1,850 36,000 0.01%
11 Winslow, Evans & Crocker, Inc. 3,150 61,584 0.01%
12 Carroll Financial Associates, Inc. 3,500 68,000 0.01%
13 WFG Advisors, LP 4,350 85,000 0.01%
14 WHITTIER TRUST CO 5,000 98,000 0.02%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 9,245 181,000 0.03%
16 Whitnell & Co. 9,960 195,000 0.03%
17 IFC Holdings Incorporated/FL 11,350 221,000 0.03%
18 CETERA INVESTMENT ADVISERS 11,621 228,000 0.04%
19 Prospera Financial Services Inc 12,380 242,000 0.04%
20 USCA RIA LLC 12,354 242,000 0.04%
21 Private Advisor Group, LLC 12,427 243,000 0.04%
22 OPPENHEIMER & CO INC 12,780 250,000 0.04%
23 NATIONAL PLANNING CORP 12,905 251,000 0.04%
24 B. Riley Wealth Advisors, Inc. 24,945 261,000 0.04%
25 BECK CAPITAL MANAGEMENT, LLC 14,525 284,000 0.04%
26 SG Americas Securities, LLC 15,389 301,000 0.05%
27 LAUREL WEALTH ADVISORS, INC. 15,734 308,000 0.05%
28 Iowa State Bank 17,704 346,000 0.05%
29 Capital Advisors, Ltd. LLC 18,417 360,000 0.06%
30 GIRARD SECURITIES, INC. 18,822 368,000 0.06%
31 WAYNE HUMMER INVESTMENTS L.L.C. 19,403 379,000 0.06%
32 Brown Advisory Securities, LLC 19,700 386,000 0.06%
33 WESPAC Advisors, LLC 22,594 442,000 0.07%
34 Advisory Services Network, LLC 22,804 446,000 0.07%
35 Concert Wealth Management Inc. 23,224 455,000 0.07%
36 Stratos Wealth Partners, LTD. 25,680 502,000 0.08%
37 NEXT Financial Group, Inc 30,804 602,000 0.09%
38 COMERICA BANK 31,224 610,000 0.09%
39 OLD NATIONAL BANCORP /IN/ 32,111 627,000 0.10%
40 LVW Advisors, LLC 33,316 651,000 0.10%
41 FLOW TRADERS U.S. LLC 38,265 748,000 0.12%
42 IFP ADVISORS, INC 46,963 918,000 0.14%
43 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 47,534 929,000 0.14%
44 ENVESTNET ASSET MANAGEMENT INC 51,632 1,009,000 0.16%
45 PNC FINANCIAL SERVICES GROUP, INC. 52,871 1,033,000 0.16%
46 JPMORGAN CHASE & CO 54,662 1,069,000 0.17%
47 Argentus Capital Management, LLC 55,196 1,079,000 0.17%
48 INVESTMENT CENTERS OF AMERICA INC 56,533 1,108,000 0.17%
49 SII INVESTMENTS INC/WI 57,920 1,133,000 0.18%
50 TELEMUS CAPITAL, LLC 60,000 1,173,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.