| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% | ||
| 2 | INTEGRATED WEALTH MANAGEMENT | 2,000 | 2,000 | 0.00% | ||
| 3 | Evercore Wealth Management, LLC | 5,000 | 5,000 | 0.00% | PRN | |
| 4 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 9,000 | 9,000 | 0.00% | PRN | |
| 6 | STIFEL FINANCIAL CORP | 17,000 | 17,000 | 0.01% | PRN | |
| 7 | JPMORGAN CHASE & CO | 23,000 | 23,000 | 0.01% | PRN | |
| 8 | Mariner, LLC | 25,000 | 25,000 | 0.01% | PRN | |
| 9 | HighTower Advisors, LLC | 29,000 | 30,000 | 0.01% | PRN | |
| 10 | BARCLAYS PLC | 29,000 | 30,000 | 0.01% | PRN | |
| 11 | Commonwealth Equity Services, Inc | 30,000 | 31,000 | 0.01% | ||
| 12 | CITIGROUP INC | 35,000 | 36,000 | 0.01% | PRN | |
| 13 | AMERIPRISE FINANCIAL INC | 40,000 | 41,000 | 0.01% | PRN | |
| 14 | BlackRock Fund Advisors | 50,000 | 51,000 | 0.02% | PRN | |
| 15 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 51,000 | 0.02% | PRN | |
| 16 | SEI INVESTMENTS CO | 79,000 | 81,000 | 0.03% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 100,000 | 102,000 | 0.04% | PRN | |
| 18 | UBS Group AG | 109,000 | 111,000 | 0.04% | PRN | |
| 19 | WELLS FARGO & COMPANY/MN | 180,000 | 185,000 | 0.07% | PRN | |
| 20 | CREDIT SUISSE AG/ | 327,000 | 334,000 | 0.12% | PRN | |
| 21 | SUNTRUST BANKS INC | 331,000 | 337,000 | 0.12% | ||
| 22 | BNP Paribas Asset Management Holding S.A. | 650,000 | 660,000 | 0.24% | PRN | |
| 23 | DEUTSCHE BANK AG\ | 875,000 | 893,000 | 0.33% | Put | PRN |
| 24 | MORGAN STANLEY | 996,000 | 1,013,000 | 0.37% | PRN | |
| 25 | Cutler Capital Management, LLC | 1,255,000 | 1,281,000 | 0.47% | PRN | |
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,530,000 | 0.56% | PRN | |
| 27 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,637,000 | 0.60% | PRN | |
| 28 | FIRST MANHATTAN CO. LLC. | 1,661,000 | 1,695,000 | 0.62% | PRN | |
| 29 | KEYBANK NATIONAL ASSOCIATION/OH | 1,739,000 | 1,775,000 | 0.65% | ||
| 30 | PRIVATE MANAGEMENT GROUP INC | 2,025,000 | 2,071,000 | 0.76% | ||
| 31 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,040,000 | 2,082,000 | 0.76% | PRN | |
| 32 | Calamos Advisors LLC | 2,288,000 | 2,352,000 | 0.86% | PRN | |
| 33 | THRIVENT FINANCIAL FOR LUTHERANS | 2,625,000 | 2,689,000 | 0.98% | ||
| 34 | DEUTSCHE BANK AG\ | 2,695,000 | 2,750,000 | 1.00% | PRN | |
| 35 | CONNING INC. | 3,000,000 | 3,068,000 | 1.12% | PRN | |
| 36 | BRAVE ASSET MANAGEMENT INC | 3,110,000 | 3,174,000 | 1.16% | ||
| 37 | MANAGED ACCOUNT ADVISORS LLC | 3,324,000 | 3,393,000 | 1.24% | PRN | |
| 38 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3,400,000 | 3,477,000 | 1.27% | PRN | |
| 39 | Apollo Management Holdings, L.P. | 4,100,000 | 4,200,000 | 1.53% | PRN | |
| 40 | AVIVA PLC | 4,900,000 | 5,038,000 | 1.84% | PRN | |
| 41 | LORD, ABBETT & CO. LLC | 5,482,000 | 5,616,000 | 2.05% | PRN | |
| 42 | GW CAPITAL INC | 5,695,000 | 5,812,000 | 2.12% | PRN | |
| 43 | ZAZOVE ASSOCIATES LLC | 7,875,000 | 8,106,000 | 2.96% | PRN | |
| 44 | Lombard Odier Asset Management (Europe) Ltd | 10,800,000 | 11,031,000 | 4.02% | PRN | |
| 45 | LOOMIS SAYLES & CO L P | 506,524 | 12,298,000 | 4.48% | ||
| 46 | INCOME RESEARCH & MANAGEMENT | 24,777,000 | 25,288,000 | 9.22% | PRN | |
| 47 | VICTORY CAPITAL MANAGEMENT INC | 28,568,381 | 29,158,000 | 10.63% | PRN | |
| 48 | ADVENT CAPITAL MANAGEMENT /DE/ | 60,014,000 | 61,527,000 | 22.43% | PRN | |
| 49 | Invesco Ltd. | 67,736,000 | 69,133,000 | 25.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
