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AVENUE INCOME
AVENUE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 32 Institutional holders with a total value of $47,495,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 0 0 0.00%
2 IHT WEALTH MANAGEMENT, LLC 100 1,000 0.00%
3 MUFG Americas Holdings Corp 51 1,000 0.00%
4 LBA Wealth Management, LLC 156 2,000 0.00% PRN
5 PENSERRA CAPITAL MANAGEMENT LLC 317 4,000 0.01%
6 PATHSTONE FAMILY OFFICE, LLC 1,582 22,000 0.05%
7 CITIGROUP INC 3,416 48,000 0.10%
8 WEALTHPLAN PARTNERS, LLC 6,900 96,394 0.20%
9 Yakira Capital Management, Inc. 13,492 188,000 0.40% SH
10 TELEMUS CAPITAL, LLC 17,410 243,000 0.51%
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 28,408 397,000 0.84%
12 WELLS FARGO & COMPANY/MN 28,538 398,000 0.84%
13 BANK OF AMERICA CORP /DE/ 31,266 436,000 0.92%
14 CLOUGH CAPITAL PARTNERS L P 32,839 458,000 0.96%
15 ROYAL BANK OF CANADA 33,665 470,000 0.99%
16 SHEPHERD KAPLAN KROCHUK, LLC 34,800 486,000 1.02%
17 Aviance Capital Partners, LLC 34,885 487,000 1.03%
18 CAVALIER INVESTMENTS, LLC 36,667 512,000 1.08%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,765 569,000 1.20%
20 RAYMOND JAMES & ASSOCIATES 62,674 875,000 1.84%
21 DOLIVER ADVISORS, LP 65,299 912,000 1.92%
22 Shaker Financial Services, LLC 73,645 1,028,000 2.16%
23 INFRASTRUCTURE CAPITAL ADVISORS, LLC 85,794 1,198,000 2.52%
24 UBS Group AG 101,077 1,411,000 2.97%
25 ADVISOR GROUP, INC. 107,660 1,503,000 3.16%
26 BESSEMER GROUP INC 134,955 1,884,000 3.97%
27 SIT INVESTMENT ASSOCIATES INC 141,603 1,977,000 4.16%
28 Thomas J. Herzfeld Advisors, Inc. 157,561 2,200,000 4.63%
29 Invesco Ltd. 173,821 2,427,000 5.11%
30 Capital Investment Advisors, LLC 193,093 2,696,000 5.68%
31 MORGAN STANLEY 616,702 8,609,000 18.13%
32 GUGGENHEIM CAPITAL LLC 1,143,059 15,957,000 33.60%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.