| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 189,022 | 2,520,000 | 45.69% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 75,181 | 1,002,000 | 18.17% | ||
| 3 | Horizon Kinetics LLC | 34,979 | 466,000 | 8.45% | ||
| 4 | UBS AG | 25,535 | 340,000 | 6.16% | ||
| 5 | Tradewinds Capital Management, LLC | 17,200 | 229,000 | 4.15% | ||
| 6 | DOLIVER ADVISORS, LP | 15,782 | 210,000 | 3.81% | ||
| 7 | OPPENHEIMER & CO INC | 14,500 | 193,000 | 3.50% | ||
| 8 | WELLS FARGO & COMPANY/MN | 11,262 | 150,000 | 2.72% | ||
| 9 | ALLIANCEBERNSTEIN L.P. | 7,498 | 100,000 | 1.81% | ||
| 10 | MORGAN STANLEY | 7,467 | 100,000 | 1.81% | ||
| 11 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,350 | 58,000 | 1.05% | ||
| 12 | NEW ENGLAND SECURITIES CORP /MA/ | 3,970 | 53,000 | 0.96% | ||
| 13 | MSI Financial Services Inc | 1,650 | 22,000 | 0.40% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 1,674 | 22,000 | 0.40% | ||
| 15 | FIFTH THIRD BANCORP | 1,400 | 19,000 | 0.34% | ||
| 16 | ROYAL BANK OF CANADA | 750 | 10,000 | 0.18% | ||
| 17 | WESTPORT RESOURCES MANAGEMENT INC | 650 | 9,000 | 0.16% | ||
| 18 | REILLY FINANCIAL ADVISORS, LLC | 400 | 5,000 | 0.09% | ||
| 19 | CITIGROUP INC | 287 | 4,000 | 0.07% | ||
| 20 | Tower Research Capital LLC (TRC) | 321 | 4,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
