| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 197,247 | 2,880,000 | 33.86% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 88,936 | 1,298,000 | 15.26% | ||
| 3 | UBS Group AG | 75,798 | 1,107,000 | 13.01% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 75,008 | 1,095,000 | 12.87% | ||
| 5 | Tradewinds Capital Management, LLC | 25,228 | 368,000 | 4.33% | ||
| 6 | LPL Financial LLC | 23,238 | 336,000 | 3.95% | ||
| 7 | WELLS FARGO & COMPANY/MN | 22,563 | 329,000 | 3.87% | ||
| 8 | HighTower Advisors, LLC | 17,679 | 258,000 | 3.03% | ||
| 9 | Horizon Kinetics LLC | 12,521 | 183,000 | 2.15% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 12,045 | 176,000 | 2.07% | ||
| 11 | IFP ADVISORS, INC | 7,925 | 116,000 | 1.36% | ||
| 12 | MSI Financial Services Inc | 6,930 | 101,000 | 1.19% | ||
| 13 | ROYAL BANK OF CANADA | 6,014 | 88,000 | 1.03% | ||
| 14 | MORGAN STANLEY | 5,388 | 78,000 | 0.92% | ||
| 15 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,650 | 53,000 | 0.62% | ||
| 16 | Creative Planning | 2,000 | 29,000 | 0.34% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 599 | 9,000 | 0.11% | ||
| 18 | Tower Research Capital LLC (TRC) | 134 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
