| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 89,292 | 1,180,000 | 26.64% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 85,951 | 1,135,000 | 25.63% | ||
| 3 | UBS Group AG | 45,758 | 604,000 | 13.64% | ||
| 4 | WELLS FARGO & COMPANY/MN | 27,147 | 359,000 | 8.11% | ||
| 5 | Tradewinds Capital Management, LLC | 17,000 | 225,000 | 5.08% | ||
| 6 | OPPENHEIMER & CO INC | 14,500 | 191,000 | 4.31% | ||
| 7 | Horizon Kinetics LLC | 13,521 | 179,000 | 4.04% | ||
| 8 | MORGAN STANLEY | 7,336 | 96,000 | 2.17% | ||
| 9 | MSI Financial Services Inc | 6,930 | 92,000 | 2.08% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 7,000 | 92,000 | 2.08% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 6,045 | 80,000 | 1.81% | ||
| 12 | ROYAL BANK OF CANADA | 6,014 | 79,000 | 1.78% | ||
| 13 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,750 | 63,000 | 1.42% | ||
| 14 | REILLY FINANCIAL ADVISORS, LLC | 2,000 | 26,000 | 0.59% | ||
| 15 | FIFTH THIRD BANCORP | 1,400 | 18,000 | 0.41% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 599 | 7,913 | 0.18% | ||
| 17 | Tower Research Capital LLC (TRC) | 150 | 2,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
