| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 168,899 | 2,360,000 | 36.73% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 85,763 | 1,199,000 | 18.66% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 50,340 | 703,000 | 10.94% | ||
| 4 | Horizon Kinetics LLC | 36,625 | 512,000 | 7.97% | ||
| 5 | UBS AG | 25,854 | 361,000 | 5.62% | ||
| 6 | WELLS FARGO & COMPANY/MN | 23,432 | 327,000 | 5.09% | ||
| 7 | Tradewinds Capital Management, LLC | 17,200 | 240,000 | 3.74% | ||
| 8 | OPPENHEIMER & CO INC | 14,500 | 203,000 | 3.16% | ||
| 9 | DOLIVER ADVISORS, LP | 11,367 | 159,000 | 2.47% | ||
| 10 | MORGAN STANLEY | 8,543 | 119,000 | 1.85% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 5,488 | 77,000 | 1.20% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,350 | 61,000 | 0.95% | ||
| 13 | MSI Financial Services Inc | 1,650 | 23,000 | 0.36% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 1,500 | 20,970 | 0.33% | ||
| 15 | FIFTH THIRD BANCORP | 1,400 | 20,000 | 0.31% | ||
| 16 | CITIGROUP INC | 1,076 | 15,000 | 0.23% | ||
| 17 | ROYAL BANK OF CANADA | 750 | 10,000 | 0.16% | ||
| 18 | WESTPORT RESOURCES MANAGEMENT INC | 650 | 9,000 | 0.14% | ||
| 19 | REILLY FINANCIAL ADVISORS, LLC | 400 | 6,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
