| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 211,347 | 3,257,000 | 33.66% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 148,364 | 2,286,000 | 23.63% | ||
| 3 | MORGAN STANLEY | 66,565 | 1,025,000 | 10.59% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 30,363 | 468,000 | 4.84% | ||
| 5 | WELLS FARGO & COMPANY/MN | 29,504 | 454,000 | 4.69% | ||
| 6 | Horizon Kinetics LLC | 20,535 | 316,000 | 3.27% | ||
| 7 | UBS Group AG | 20,088 | 310,000 | 3.20% | ||
| 8 | LPL Financial LLC | 18,790 | 286,000 | 2.96% | ||
| 9 | HighTower Advisors, LLC | 17,859 | 275,000 | 2.84% | ||
| 10 | MSI Financial Services Inc | 14,734 | 227,000 | 2.35% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 11,970 | 184,000 | 1.90% | ||
| 12 | Oxbow Advisors, LLC | 11,003 | 170,000 | 1.76% | ||
| 13 | Commonwealth Equity Services, Inc | 10,791 | 166,000 | 1.72% | ||
| 14 | IFP ADVISORS, INC | 6,709 | 103,000 | 1.06% | ||
| 15 | M&R CAPITAL MANAGEMENT INC | 6,200 | 95,000 | 0.98% | ||
| 16 | ROYAL BANK OF CANADA | 1,714 | 26,000 | 0.27% | ||
| 17 | Tower Research Capital LLC (TRC) | 1,129 | 17,000 | 0.18% | ||
| 18 | ADVISOR GROUP, INC. | 599 | 9,000 | 0.09% | ||
| 19 | US BANCORP \DE\ | 140 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
