| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 238,388 | 3,695,000 | 47.38% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 62,584 | 970,000 | 12.44% | ||
| 3 | LPL Financial LLC | 30,564 | 487,000 | 6.25% | ||
| 4 | Raymond James Financial Services Advisors, Inc. | 30,147 | 467,000 | 5.99% | ||
| 5 | Tradewinds Capital Management, LLC | 25,237 | 391,000 | 5.01% | ||
| 6 | WELLS FARGO & COMPANY/MN | 21,561 | 334,000 | 4.28% | ||
| 7 | HighTower Advisors, LLC | 17,741 | 275,000 | 3.53% | ||
| 8 | UBS Group AG | 14,456 | 224,000 | 2.87% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 14,242 | 221,000 | 2.83% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 11,963 | 185,000 | 2.37% | ||
| 11 | Horizon Kinetics LLC | 11,521 | 179,000 | 2.30% | ||
| 12 | IFP ADVISORS, INC | 7,925 | 123,000 | 1.58% | ||
| 13 | MSI Financial Services Inc | 6,930 | 107,000 | 1.37% | ||
| 14 | MORGAN STANLEY | 3,040 | 47,000 | 0.60% | ||
| 15 | ROYAL BANK OF CANADA | 1,714 | 27,000 | 0.35% | ||
| 16 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,550 | 24,000 | 0.31% | ||
| 17 | US BANCORP \DE\ | 1,300 | 20,000 | 0.26% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 599 | 9,000 | 0.12% | ||
| 19 | Tower Research Capital LLC (TRC) | 520 | 8,000 | 0.10% | ||
| 20 | CITIGROUP INC | 320 | 5,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
