| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 153,615 | 2,088,000 | 31.18% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 80,572 | 1,095,000 | 16.35% | ||
| 3 | UBS Group AG | 71,282 | 969,000 | 14.47% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 50,028 | 680,000 | 10.15% | ||
| 5 | Tradewinds Capital Management, LLC | 25,520 | 347,000 | 5.18% | ||
| 6 | WELLS FARGO & COMPANY/MN | 21,561 | 293,000 | 4.38% | ||
| 7 | HighTower Advisors, LLC | 17,615 | 239,000 | 3.57% | ||
| 8 | LPL Financial LLC | 14,332 | 195,000 | 2.91% | ||
| 9 | Horizon Kinetics LLC | 12,521 | 170,000 | 2.54% | ||
| 10 | GUPTA WEALTH MANAGEMENT LLC | 11,152 | 152,000 | 2.27% | ||
| 11 | MORGAN STANLEY | 7,116 | 97,000 | 1.45% | ||
| 12 | MSI Financial Services Inc | 6,930 | 94,000 | 1.40% | ||
| 13 | BENJAMIN F. EDWARDS & COMPANY, INC. | 6,050 | 82,000 | 1.22% | ||
| 14 | ROYAL BANK OF CANADA | 6,014 | 82,000 | 1.22% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 5,046 | 69,000 | 1.03% | ||
| 16 | REILLY FINANCIAL ADVISORS, LLC | 2,000 | 27,000 | 0.40% | ||
| 17 | Regal Investment Advisors LLC | 800 | 10,000 | 0.15% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 599 | 8,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
