| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 222,931 | 3,567,000 | 30.51% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 135,334 | 2,165,000 | 18.52% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 82,472 | 1,320,000 | 11.29% | ||
| 4 | MORGAN STANLEY | 63,911 | 1,023,000 | 8.75% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 30,063 | 481,000 | 4.11% | ||
| 6 | WELLS FARGO & COMPANY/MN | 26,104 | 418,000 | 3.57% | ||
| 7 | UBS Group AG | 25,620 | 409,000 | 3.50% | ||
| 8 | Horizon Kinetics LLC | 20,535 | 329,000 | 2.81% | ||
| 9 | LPL Financial LLC | 18,731 | 306,000 | 2.62% | ||
| 10 | HighTower Advisors, LLC | 17,801 | 285,000 | 2.44% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 11,963 | 191,000 | 1.63% | ||
| 12 | MSI Financial Services Inc | 11,594 | 186,000 | 1.59% | ||
| 13 | Oxbow Advisors, LLC | 11,003 | 176,000 | 1.51% | ||
| 14 | Commonwealth Equity Services, Inc | 10,737 | 172,000 | 1.47% | ||
| 15 | Virtu KCG Holdings LLC | 10,580 | 169,000 | 1.45% | ||
| 16 | OPPENHEIMER & CO INC | 10,073 | 161,000 | 1.38% | ||
| 17 | IFP ADVISORS, INC | 8,409 | 135,000 | 1.15% | ||
| 18 | M&R CAPITAL MANAGEMENT INC | 6,200 | 99,000 | 0.85% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,284 | 37,000 | 0.32% | ||
| 20 | ROYAL BANK OF CANADA | 1,714 | 27,000 | 0.23% | ||
| 21 | Tower Research Capital LLC (TRC) | 1,124 | 18,000 | 0.15% | ||
| 22 | Tradewinds Capital Management, LLC | 646 | 10,000 | 0.09% | ||
| 23 | ADVISOR GROUP, INC. | 599 | 9,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
