| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 196,996 | 2,760,000 | 29.09% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 183,917 | 2,577,000 | 27.16% | ||
| 3 | MORGAN STANLEY | 78,119 | 1,095,000 | 11.54% | ||
| 4 | WELLS FARGO & COMPANY/MN | 36,556 | 512,000 | 5.40% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 34,694 | 486,000 | 5.12% | ||
| 6 | UBS Group AG | 29,356 | 411,000 | 4.33% | ||
| 7 | Horizon Kinetics LLC | 20,426 | 286,000 | 3.01% | ||
| 8 | LPL Financial LLC | 19,074 | 270,000 | 2.85% | ||
| 9 | HighTower Advisors, LLC | 17,924 | 251,000 | 2.65% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 13,998 | 196,000 | 2.07% | ||
| 11 | MSI Financial Services Inc | 11,256 | 158,000 | 1.67% | ||
| 12 | Oxbow Advisors, LLC | 11,003 | 154,000 | 1.62% | ||
| 13 | Commonwealth Equity Services, Inc | 10,880 | 152,000 | 1.60% | ||
| 14 | M&R CAPITAL MANAGEMENT INC | 6,200 | 86,000 | 0.91% | ||
| 15 | IFP ADVISORS, INC | 2,184 | 31,000 | 0.33% | ||
| 16 | TRUST CO OF VERMONT | 2,097 | 29,000 | 0.31% | ||
| 17 | ROYAL BANK OF CANADA | 1,714 | 24,000 | 0.25% | ||
| 18 | ADVISOR GROUP, INC. | 599 | 8,000 | 0.08% | ||
| 19 | US BANCORP \DE\ | 140 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
