| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 173,585 | 2,545,000 | 31.43% | ||
| 2 | Advisors Asset Management, Inc. | 91,796 | 1,346,000 | 16.62% | ||
| 3 | MORGAN STANLEY | 75,568 | 1,109,000 | 13.70% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 39,046 | 573,000 | 7.08% | ||
| 5 | WELLS FARGO & COMPANY/MN | 33,246 | 488,000 | 6.03% | ||
| 6 | UBS Group AG | 26,887 | 395,000 | 4.88% | ||
| 7 | LPL Financial LLC | 18,562 | 273,000 | 3.37% | ||
| 8 | HighTower Advisors, LLC | 17,991 | 264,000 | 3.26% | ||
| 9 | Horizon Kinetics LLC | 17,419 | 256,000 | 3.16% | ||
| 10 | MML INVESTORS SERVICES, INC. | 11,258 | 165,000 | 2.04% | ||
| 11 | Oxbow Advisors, LLC | 11,003 | 162,000 | 2.00% | ||
| 12 | OPPENHEIMER & CO INC | 10,700 | 157,000 | 1.94% | ||
| 13 | Commonwealth Equity Services, Inc | 10,271 | 151,000 | 1.86% | ||
| 14 | M&R CAPITAL MANAGEMENT INC | 6,200 | 91,000 | 1.12% | ||
| 15 | IFP ADVISORS, INC | 2,184 | 32,000 | 0.40% | ||
| 16 | TRUST CO OF VERMONT | 2,097 | 31,000 | 0.38% | ||
| 17 | ROYAL BANK OF CANADA | 1,714 | 25,000 | 0.31% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 1,730 | 25,000 | 0.31% | ||
| 19 | ADVISOR GROUP, INC. | 599 | 9,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
