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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 53 Institutional holders with a total value of $100,050,221.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,531,562 42,929,000 42.91%
2 WELLS FARGO & COMPANY/MN 373,221 10,461,000 10.46%
3 PATTEN & PATTEN INC/TN 316,037 8,859,000 8.85%
4 BANK OF AMERICA CORP /DE/ 226,504 6,348,000 6.34%
5 NORTH STAR ASSET MANAGEMENT INC 225,153 6,311,000 6.31%
6 ROYAL BANK OF CANADA 136,475 3,825,000 3.82%
7 FCA CORP /TX 109,465 3,068,000 3.07%
8 ORLEANS CAPITAL MANAGEMENT CORP/LA 68,653 1,924,000 1.92%
9 UBS Group AG 58,931 1,652,000 1.65%
10 Invesco Ltd. 58,116 1,629,000 1.63%
11 BAIRD FINANCIAL GROUP, INC. 52,742 1,478,000 1.48%
12 RAYMOND JAMES & ASSOCIATES 51,359 1,440,000 1.44%
13 Raymond James Financial Services Advisors, Inc. 48,914 1,371,000 1.37%
14 Janney Montgomery Scott LLC 39,448 1,106,000 1.11%
15 LPL Financial LLC 39,369 1,081,000 1.08%
16 Point View Wealth Management, Inc. 34,655 971,000 0.97%
17 HSBC HOLDINGS PLC 34,110 956,000 0.96%
18 Patten Group, Inc. 23,080 646,932 0.65%
19 Commonwealth Equity Services, Inc 20,636 578,000 0.58%
20 Community Bank of Raymore 17,900 504,000 0.50%
21 BB&T SECURITIES, LLC 14,017 392,000 0.39%
22 NICOLET BANKSHARES INC 16,910 390,000 0.39%
23 Concert Wealth Management Inc. 11,574 325,000 0.32%
24 J.P. Morgan Private Wealth Advisors LLC 11,016 309,000 0.31%
25 WEDBUSH SECURITIES INC 8,824 247,000 0.25%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 8,096 227,000 0.23%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,845 220,000 0.22%
28 D.A. DAVIDSON & CO. 6,600 184,000 0.18%
29 Winslow, Evans & Crocker, Inc. 5,102 142,982 0.14%
30 Creative Planning 3,500 98,000 0.10%
31 First Horizon Advisors, Inc. 3,200 90,000 0.09%
32 ENVESTNET ASSET MANAGEMENT INC 2,353 66,000 0.07%
33 Manchester Capital Management LLC 1,100 31,000 0.03%
34 MSI Financial Services Inc 1,014 28,000 0.03%
35 People's United Financial, Inc. 1,000 28,000 0.03%
36 FIRST MANHATTAN CO. LLC. 759 21,000 0.02%
37 AMERICAN INTERNATIONAL GROUP, INC. 500 14,000 0.01%
38 CENTRAL TRUST Co 500 14,000 0.01%
39 MARK SHEPTOFF FINANCIAL PLANNING, LLC 500 14,000 0.01%
40 IFP ADVISORS, INC 442 12,000 0.01%
41 SHARKEY, HOWES & JAVER 412 12,000 0.01%
42 US BANCORP \DE\ 429 12,000 0.01%
43 FIFTH THIRD BANCORP 382 11,000 0.01%
44 First City Capital Management, Inc. 225 6,307 0.01%
45 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209 6,000 0.01%
46 Crosspoint Capital Strategies, LLC 212 5,000 0.00%
47 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 128 4,000 0.00%
48 DEUTSCHE BANK AG\ 83 2,000 0.00%
49 NEXT Financial Group, Inc 62 1,000 0.00%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.