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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 45 Institutional holders with a total value of $90,336,752.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%
3 NEXT Financial Group, Inc 62 2,000 0.00%
4 CITIGROUP INC 135 4,000 0.00%
5 US BANCORP \DE\ 188 5,000 0.01%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209 6,000 0.01%
7 SHARKEY, HOWES & JAVER 412 11,000 0.01%
8 MSI Financial Services Inc 514 14,000 0.02%
9 GENEOS WEALTH MANAGEMENT INC. 505 14,000 0.02%
10 FIRST MANHATTAN CO. LLC. 758 21,000 0.02%
11 People's United Financial, Inc. 1,000 28,000 0.03%
12 JAMES INVESTMENT RESEARCH, INC. 1,557 43,000 0.05%
13 Creative Planning 2,725 76,000 0.08%
14 ENVESTNET ASSET MANAGEMENT INC 3,077 85,000 0.09%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,983 111,000 0.12%
16 D.A. DAVIDSON & CO. 4,600 127,000 0.14%
17 WEDBUSH SECURITIES INC 7,831 217,000 0.24%
18 J.P. Morgan Private Wealth Advisors LLC 10,400 289,000 0.32%
19 Concert Wealth Management Inc. 11,479 319,000 0.35%
20 WADE G W & INC 11,500 319,000 0.35%
21 Raymond James Financial Services Advisors, Inc. 12,073 335,000 0.37%
22 BB&T SECURITIES, LLC 12,377 343,000 0.38%
23 Winslow, Evans & Crocker, Inc. 14,202 394,220 0.44%
24 USCA RIA LLC 14,725 409,000 0.45%
25 Commonwealth Equity Services, Inc 14,851 412,000 0.46%
26 NICOLET BANKSHARES INC 16,560 460,000 0.51%
27 Community Bank of Raymore 17,900 497,000 0.55%
28 Patten Group, Inc. 19,165 519,532 0.58%
29 Invesco Ltd. 22,582 627,000 0.69%
30 Point View Wealth Management, Inc. 34,426 956,000 1.06%
31 LPL Financial LLC 42,026 1,150,000 1.27%
32 RAYMOND JAMES & ASSOCIATES 52,277 1,451,000 1.61%
33 BAIRD FINANCIAL GROUP, INC. 52,492 1,457,000 1.61%
34 UBS Group AG 66,318 1,841,000 2.04%
35 ORLEANS CAPITAL MANAGEMENT CORP/LA 67,412 1,871,000 2.07%
36 BANK OF NOVA SCOTIA 69,383 1,926,000 2.13%
37 Janney Montgomery Scott LLC 72,351 2,008,000 2.22%
38 LEBENTHAL ASSET MANAGEMENT, LLC 90,330 2,507,000 2.78%
39 FCA CORP /TX 105,883 2,939,000 3.25%
40 ROYAL BANK OF CANADA 112,564 3,125,000 3.46%
41 NORTH STAR ASSET MANAGEMENT INC 188,277 5,227,000 5.79%
42 BANK OF AMERICA CORP /DE/ 244,363 6,783,000 7.51%
43 WELLS FARGO & COMPANY/MN 246,863 6,853,000 7.59%
44 PATTEN & PATTEN INC/TN 309,140 8,582,000 9.50%
45 MORGAN STANLEY 1,295,857 35,973,000 39.82%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.