| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ALLIANCEBERNSTEIN L.P. | 849,200 | 11,286,000 | 15.01% | ||
| 2 | Karpus Management, Inc. | 809,073 | 10,753,000 | 14.30% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 351,713 | 4,674,000 | 6.22% | ||
| 4 | MORGAN STANLEY | 334,467 | 4,445,000 | 5.91% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 303,585 | 4,035,000 | 5.37% | ||
| 6 | NEW VERNON INVESTMENT MANAGEMENT LLC | 300,000 | 3,987,000 | 5.30% | ||
| 7 | DEUTSCHE BANK AG\ | 224,184 | 2,979,000 | 3.96% | ||
| 8 | UBS Group AG | 171,424 | 2,278,000 | 3.03% | ||
| 9 | BB&T SECURITIES, LLC | 16,351 | 2,173,000 | 2.89% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 161,255 | 2,143,000 | 2.85% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 155,000 | 2,060,000 | 2.74% | ||
| 12 | Advisors Asset Management, Inc. | 152,420 | 2,026,000 | 2.69% | ||
| 13 | Tradewinds Capital Management, LLC | 134,757 | 1,791,000 | 2.38% | ||
| 14 | Global Endowment Management, LP | 129,950 | 1,727,000 | 2.30% | ||
| 15 | STIFEL FINANCIAL CORP | 125,452 | 1,667,000 | 2.22% | ||
| 16 | CORNERSTONE ADVISORS INC | 122,922 | 1,634,000 | 2.17% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 111,548 | 1,482,000 | 1.97% | ||
| 18 | LPL Financial LLC | 91,163 | 1,212,000 | 1.61% | ||
| 19 | Nuveen Asset Management, LLC | 87,469 | 1,162,000 | 1.55% | ||
| 20 | SIT INVESTMENT ASSOCIATES INC | 82,300 | 1,094,000 | 1.45% | ||
| 21 | Cutler Capital Management, LLC | 65,500 | 870,000 | 1.16% | ||
| 22 | VAN ECK ASSOCIATES CORP | 56,613 | 752,000 | 1.00% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 49,044 | 652,000 | 0.87% | ||
| 24 | AMP Capital Investors Ltd | 44,000 | 587,000 | 0.78% | ||
| 25 | Liberty Street Advisors, Inc. | 41,440 | 551,000 | 0.73% | ||
| 26 | SG Americas Securities, LLC | 40,799 | 542,000 | 0.72% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 38,603 | 513,000 | 0.68% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 35,954 | 478,000 | 0.64% | ||
| 29 | WELLS FARGO & COMPANY/MN | 35,031 | 466,000 | 0.62% | ||
| 30 | SHUFRO ROSE & CO LLC | 32,900 | 437,000 | 0.58% | ||
| 31 | West Family Investments, Inc. | 24,400 | 324,000 | 0.43% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 23,649 | 314,000 | 0.42% | ||
| 33 | Robert W. Baird & Co. Inc | 23,145 | 308,000 | 0.41% | ||
| 34 | ARS Wealth Advisors, LLC | 21,314 | 283,000 | 0.38% | ||
| 35 | OPPENHEIMER & CO INC | 21,006 | 280,000 | 0.37% | ||
| 36 | BLB&B Advisors, LLC | 20,884 | 278,000 | 0.37% | ||
| 37 | CITIGROUP INC | 17,500 | 233,000 | 0.31% | ||
| 38 | Commonwealth Equity Services, Inc | 16,831 | 224,000 | 0.30% | ||
| 39 | MATHER GROUP, LLC. | 16,594 | 221,000 | 0.29% | ||
| 40 | MARINER INVESTMENT GROUP LLC | 16,476 | 219,000 | 0.29% | ||
| 41 | Laurion Capital Management LP | 16,476 | 219,000 | 0.29% | ||
| 42 | HighTower Advisors, LLC | 15,691 | 209,000 | 0.28% | ||
| 43 | RAYMOND JAMES TRUST N.A. | 15,025 | 199,000 | 0.26% | ||
| 44 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,834 | 197,000 | 0.26% | ||
| 45 | NWAM LLC | 14,070 | 187,000 | 0.25% | ||
| 46 | Cutter & CO Brokerage, Inc. | 12,635 | 168,000 | 0.22% | ||
| 47 | Capital Investment Advisors, LLC | 11,085 | 147,000 | 0.20% | ||
| 48 | Virtu KCG Holdings LLC | 10,235 | 136,000 | 0.18% | ||
| 49 | BANK OF MONTREAL /CAN/ | 8,900 | 118,000 | 0.16% | ||
| 50 | MSI Financial Services Inc | 7,333 | 97,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
