| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 893,672 | 12,493,000 | 12.85% | ||
| 2 | USCA RIA LLC | 134,208 | 9,600,000 | 9.87% | ||
| 3 | GFS Advisors, LLC | 134,208 | 9,600,000 | 9.87% | ||
| 4 | MORGAN STANLEY | 404,535 | 5,655,000 | 5.82% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 346,986 | 4,851,000 | 4.99% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 319,201 | 4,462,000 | 4.59% | ||
| 7 | Fiera Capital Corp | 303,218 | 4,239,000 | 4.36% | ||
| 8 | NEW VERNON INVESTMENT MANAGEMENT LLC | 300,000 | 4,194,000 | 4.31% | ||
| 9 | UBS Group AG | 298,854 | 4,178,000 | 4.30% | ||
| 10 | Karpus Management, Inc. | 248,895 | 3,480,000 | 3.58% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 208,096 | 2,909,000 | 2.99% | ||
| 12 | LPL Financial LLC | 195,964 | 2,789,000 | 2.87% | ||
| 13 | BAIRD FINANCIAL GROUP, INC. | 191,569 | 2,678,000 | 2.75% | ||
| 14 | Advisors Asset Management, Inc. | 183,054 | 2,559,000 | 2.63% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 176,963 | 2,474,000 | 2.54% | ||
| 16 | Tradewinds Capital Management, LLC | 149,494 | 2,090,000 | 2.15% | ||
| 17 | STIFEL FINANCIAL CORP | 122,645 | 1,714,000 | 1.76% | ||
| 18 | VAN ECK ASSOCIATES CORP | 116,744 | 1,632,000 | 1.68% | ||
| 19 | WELLS FARGO & COMPANY/MN | 106,537 | 1,489,000 | 1.53% | ||
| 20 | NORTHERN CAPITAL MANAGEMENT LLC | 102,815 | 1,437,000 | 1.48% | ||
| 21 | Nuveen Asset Management, LLC | 87,469 | 1,223,000 | 1.26% | ||
| 22 | NATIONAL PLANNING CORP | 63,500 | 926,000 | 0.95% | ||
| 23 | Cutler Capital Management, LLC | 65,565 | 916,000 | 0.94% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 64,675 | 903,000 | 0.93% | ||
| 25 | IFP ADVISORS, INC | 47,071 | 658,000 | 0.68% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 46,386 | 648,000 | 0.67% | ||
| 27 | MATHER GROUP, LLC. | 38,131 | 533,000 | 0.55% | ||
| 28 | FIRST TRUST ADVISORS LP | 35,370 | 494,000 | 0.51% | ||
| 29 | CITIGROUP INC | 35,356 | 494,000 | 0.51% | ||
| 30 | SHUFRO ROSE & CO LLC | 32,900 | 460,000 | 0.47% | PRN | |
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 29,536 | 413,000 | 0.42% | ||
| 32 | West Family Investments, Inc. | 24,400 | 341,000 | 0.35% | ||
| 33 | BB&T SECURITIES, LLC | 23,547 | 329,000 | 0.34% | ||
| 34 | ARS Wealth Advisors, LLC | 22,388 | 313,000 | 0.32% | ||
| 35 | ROYAL BANK OF CANADA | 19,220 | 270,000 | 0.28% | ||
| 36 | BLB&B Advisors, LLC | 18,884 | 264,000 | 0.27% | ||
| 37 | US BANCORP \DE\ | 18,346 | 256,000 | 0.26% | ||
| 38 | Commonwealth Equity Services, Inc | 17,546 | 245,000 | 0.25% | ||
| 39 | RAYMOND JAMES TRUST N.A. | 15,025 | 210,000 | 0.22% | ||
| 40 | STRID GROUP, LLC | 15,000 | 210,000 | 0.22% | ||
| 41 | OPPENHEIMER & CO INC | 14,500 | 203,000 | 0.21% | ||
| 42 | WEDBUSH SECURITIES INC | 14,300 | 200,000 | 0.21% | ||
| 43 | NWAM LLC | 14,070 | 197,000 | 0.20% | ||
| 44 | Cutter & CO Brokerage, Inc. | 12,635 | 177,000 | 0.18% | ||
| 45 | Allen Investment Management, LLC | 12,460 | 174,000 | 0.18% | ||
| 46 | KELMAN-LAZAROV, INC. | 12,000 | 168,000 | 0.17% | ||
| 47 | HighTower Advisors, LLC | 11,670 | 163,000 | 0.17% | ||
| 48 | RAYMOND JAMES & ASSOCIATES | 10,915 | 153,000 | 0.16% | ||
| 49 | Hilltop Holdings Inc. | 10,880 | 152,000 | 0.16% | ||
| 50 | Creative Planning | 9,630 | 135,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
