| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 806,473 | 10,234,000 | 16.69% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 518,295 | 6,577,000 | 10.72% | ||
| 3 | MORGAN STANLEY | 351,039 | 4,455,000 | 7.26% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 321,275 | 4,077,000 | 6.65% | ||
| 5 | NEW VERNON INVESTMENT MANAGEMENT LLC | 300,000 | 3,807,000 | 6.21% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 237,802 | 3,018,000 | 4.92% | ||
| 7 | UBS Group AG | 174,575 | 2,216,000 | 3.61% | ||
| 8 | DEUTSCHE BANK AG\ | 172,949 | 2,194,000 | 3.58% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 150,250 | 1,907,000 | 3.11% | ||
| 10 | BAIRD FINANCIAL GROUP, INC. | 145,921 | 1,852,000 | 3.02% | ||
| 11 | Advisors Asset Management, Inc. | 138,396 | 1,756,000 | 2.86% | ||
| 12 | Tradewinds Capital Management, LLC | 137,428 | 1,744,000 | 2.84% | ||
| 13 | STIFEL FINANCIAL CORP | 122,035 | 1,548,000 | 2.52% | ||
| 14 | Liberty Street Advisors, Inc. | 116,754 | 1,482,000 | 2.42% | ||
| 15 | Global Endowment Management, LP | 102,000 | 1,294,000 | 2.11% | ||
| 16 | LPL Financial LLC | 101,968 | 1,293,000 | 2.11% | ||
| 17 | Nuveen Asset Management, LLC | 87,469 | 1,110,000 | 1.81% | ||
| 18 | WELLS FARGO & COMPANY/MN | 74,846 | 950,000 | 1.55% | ||
| 19 | VAN ECK ASSOCIATES CORP | 72,137 | 915,000 | 1.49% | ||
| 20 | Cutler Capital Management, LLC | 65,500 | 881,000 | 1.44% | ||
| 21 | NATIONAL PLANNING CORP | 63,500 | 815,000 | 1.33% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 59,923 | 760,000 | 1.24% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 36,849 | 468,000 | 0.76% | ||
| 24 | BB&T SECURITIES, LLC | 33,732 | 428,000 | 0.70% | ||
| 25 | SHUFRO ROSE & CO LLC | 32,900 | 417,000 | 0.68% | ||
| 26 | Summit Financial Wealth Advisors, LLC | 31,550 | 400,000 | 0.65% | ||
| 27 | Allen Investment Management, LLC | 26,004 | 330,000 | 0.54% | ||
| 28 | West Family Investments, Inc. | 24,400 | 310,000 | 0.51% | ||
| 29 | ARS Wealth Advisors, LLC | 21,314 | 270,000 | 0.44% | ||
| 30 | Virtu KCG Holdings LLC | 21,162 | 269,000 | 0.44% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 21,058 | 267,000 | 0.44% | ||
| 32 | BLB&B Advisors, LLC | 20,884 | 265,000 | 0.43% | ||
| 33 | CITIGROUP INC | 20,700 | 263,000 | 0.43% | ||
| 34 | TIAA CREF TRUST CO FSB/MO | 20,583 | 261,000 | 0.43% | ||
| 35 | CULLEN/FROST BANKERS, INC. | 20,000 | 254,000 | 0.41% | ||
| 36 | HighTower Advisors, LLC | 18,441 | 234,000 | 0.38% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 18,196 | 231,000 | 0.38% | ||
| 38 | MATHER GROUP, LLC. | 16,712 | 225,000 | 0.37% | ||
| 39 | Commonwealth Equity Services, Inc | 17,664 | 224,000 | 0.37% | ||
| 40 | RAYMOND JAMES TRUST N.A. | 17,672 | 224,000 | 0.37% | ||
| 41 | OPPENHEIMER & CO INC | 14,500 | 184,000 | 0.30% | ||
| 42 | Cutter & CO Brokerage, Inc. | 12,635 | 160,000 | 0.26% | ||
| 43 | WEDBUSH SECURITIES INC | 10,700 | 136,000 | 0.22% | ||
| 44 | BANK OF MONTREAL /CAN/ | 8,900 | 113,000 | 0.18% | ||
| 45 | ROYAL BANK OF CANADA | 7,290 | 93,000 | 0.15% | ||
| 46 | US BANCORP \DE\ | 6,385 | 81,000 | 0.13% | ||
| 47 | PRELUDE CAPITAL MANAGEMENT, LLC | 6,000 | 76,000 | 0.12% | ||
| 48 | Evercore Wealth Management, LLC | 3,570 | 45,000 | 0.07% | ||
| 49 | CENTRAL TRUST Co | 2,507 | 32,000 | 0.05% | ||
| 50 | MSI Financial Services Inc | 2,460 | 31,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
