| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,587,558 | 60,145,000 | 37.11% | ||
| 2 | Relative Value Partners, LLC | 2,105,317 | 19,222,000 | 11.86% | ||
| 3 | Saba Capital Management, L.P. | 1,872,288 | 17,094,000 | 10.55% | ||
| 4 | WELLS FARGO & COMPANY/MN | 945,698 | 8,634,000 | 5.33% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 767,174 | 7,004,000 | 4.32% | ||
| 6 | Invesco Ltd. | 644,666 | 5,886,000 | 3.63% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 478,484 | 4,369,000 | 2.70% | ||
| 8 | 1607 Capital Partners, LLC | 455,762 | 4,161,000 | 2.57% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 453,973 | 4,145,000 | 2.56% | ||
| 10 | Assured Investment Management LLC | 451,672 | 4,124,000 | 2.54% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 451,474 | 4,122,000 | 2.54% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 266,177 | 2,431,000 | 1.50% | ||
| 13 | Grantham, Mayo, Van Otterloo & Co. LLC | 228,312 | 2,084,000 | 1.29% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 195,934 | 1,788,000 | 1.10% | ||
| 15 | GEODE CAPITAL MANAGEMENT, LLC | 181,642 | 1,658,000 | 1.02% | PRN | |
| 16 | STIFEL FINANCIAL CORP | 158,093 | 1,443,000 | 0.89% | ||
| 17 | HighTower Advisors, LLC | 141,079 | 1,288,000 | 0.79% | ||
| 18 | DOLIVER ADVISORS, LP | 129,100 | 1,179,000 | 0.73% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 121,041 | 1,105,000 | 0.68% | ||
| 20 | CORNERSTONE ADVISORS INC | 118,539 | 1,082,000 | 0.67% | ||
| 21 | GOLDMAN SACHS GROUP INC | 112,538 | 1,027,000 | 0.63% | ||
| 22 | UBS AG | 104,885 | 958,000 | 0.59% | ||
| 23 | BARCLAYS PLC | 102,952 | 925,000 | 0.57% | ||
| 24 | M&R CAPITAL MANAGEMENT INC | 64,200 | 586,000 | 0.36% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 61,289 | 560,000 | 0.35% | ||
| 26 | Benchmark Capital Advisors | 60,750 | 555,000 | 0.34% | ||
| 27 | LPL Financial LLC | 58,914 | 538,000 | 0.33% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 55,337 | 505,000 | 0.31% | ||
| 29 | KMS FINANCIAL SERVICES, INC | 46,894 | 428,000 | 0.26% | ||
| 30 | Gilman Hill Asset Management, LLC | 40,575 | 370,000 | 0.23% | ||
| 31 | Advisors Preferred, LLC | 29,418 | 268,586 | 0.17% | ||
| 32 | Cetera Advisor Networks LLC | 28,917 | 262,000 | 0.16% | ||
| 33 | ROYAL BANK OF CANADA | 22,547 | 206,000 | 0.13% | ||
| 34 | Verition Fund Management LLC | 21,597 | 197,000 | 0.12% | ||
| 35 | Yellowstone Partners, LLC | 20,813 | 190,000 | 0.12% | ||
| 36 | Point View Wealth Management, Inc. | 20,177 | 184,000 | 0.11% | ||
| 37 | Global Endowment Management, LP | 20,000 | 183,000 | 0.11% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 16,472 | 150,000 | 0.09% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,376 | 149,000 | 0.09% | ||
| 40 | Commonwealth Equity Services, Inc | 15,658 | 143,000 | 0.09% | ||
| 41 | FIRST TRUST ADVISORS LP | 14,725 | 134,000 | 0.08% | ||
| 42 | PHILADELPHIA TRUST CO | 12,000 | 110,000 | 0.07% | ||
| 43 | Rock Point Advisors, LLC | 10,900 | 100,000 | 0.06% | ||
| 44 | PAYDEN & RYGEL | 9,400 | 86,000 | 0.05% | ||
| 45 | FARMERS & MERCHANTS INVESTMENTS INC | 4,400 | 40,000 | 0.02% | ||
| 46 | WFG Advisors, LP | 3,277 | 30,000 | 0.02% | ||
| 47 | MSI Financial Services Inc | 3,223 | 29,000 | 0.02% | ||
| 48 | Creative Planning | 2,900 | 26,000 | 0.02% | ||
| 49 | LS Investment Advisors, LLC | 2,800 | 26,000 | 0.02% | ||
| 50 | CITIGROUP INC | 2,924 | 26,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
