| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,993,403 | 43,941,000 | 24.14% | ||
| 2 | Relative Value Partners, LLC | 3,033,271 | 26,693,000 | 14.67% | ||
| 3 | UBS Group AG | 2,006,219 | 17,655,000 | 9.70% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,941,417 | 17,084,000 | 9.39% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,557,258 | 13,704,000 | 7.53% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 1,461,464 | 12,861,000 | 7.07% | ||
| 7 | Saba Capital Management, L.P. | 1,148,001 | 10,102,000 | 5.55% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 631,362 | 5,556,000 | 3.05% | ||
| 9 | 1607 Capital Partners, LLC | 628,775 | 5,533,000 | 3.04% | ||
| 10 | Invesco Ltd. | 596,518 | 5,249,000 | 2.88% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 550,804 | 4,847,000 | 2.66% | ||
| 12 | DOLIVER ADVISORS, LP | 228,001 | 2,006,000 | 1.10% | ||
| 13 | Point View Wealth Management, Inc. | 175,100 | 1,541,000 | 0.85% | ||
| 14 | STIFEL FINANCIAL CORP | 162,664 | 1,431,000 | 0.79% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 144,499 | 1,271,000 | 0.70% | ||
| 16 | HighTower Advisors, LLC | 138,419 | 1,219,000 | 0.67% | ||
| 17 | CITIGROUP INC | 135,122 | 1,189,000 | 0.65% | ||
| 18 | Independence Trust CO | 132,424 | 1,165,000 | 0.64% | ||
| 19 | SENTINEL TRUST CO LBA | 128,590 | 1,132,000 | 0.62% | ||
| 20 | Kamunting Street Capital Management, L.P. | 108,300 | 953,000 | 0.52% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 98,308 | 865,000 | 0.48% | ||
| 22 | STARFIRE INVESTMENT ADVISERS, INC. | 77,550 | 682,440 | 0.37% | ||
| 23 | Benchmark Capital Advisors | 67,350 | 593,000 | 0.33% | ||
| 24 | BLACKROCK ADVISORS LLC | 58,443 | 514,000 | 0.28% | ||
| 25 | LPL Financial LLC | 53,597 | 472,000 | 0.26% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 50,399 | 444,000 | 0.24% | ||
| 27 | M&R CAPITAL MANAGEMENT INC | 49,000 | 431,000 | 0.24% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 39,165 | 344,652 | 0.19% | ||
| 29 | CLOUGH CAPITAL PARTNERS L P | 35,200 | 310,000 | 0.17% | ||
| 30 | Gilman Hill Asset Management, LLC | 33,575 | 295,000 | 0.16% | ||
| 31 | Yellowstone Partners, LLC | 21,777 | 192,000 | 0.11% | ||
| 32 | ROYAL BANK OF CANADA | 21,268 | 187,000 | 0.10% | ||
| 33 | Coe Capital Management, LLC | 20,000 | 176,000 | 0.10% | ||
| 34 | Global Endowment Management, LP | 20,000 | 176,000 | 0.10% | ||
| 35 | Virtu KCG Holdings LLC | 17,390 | 153,000 | 0.08% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 16,054 | 141,000 | 0.08% | ||
| 37 | Prospera Financial Services Inc | 14,189 | 125,000 | 0.07% | ||
| 38 | FIRST TRUST ADVISORS LP | 13,285 | 117,000 | 0.06% | ||
| 39 | OPPENHEIMER & CO INC | 11,058 | 97,000 | 0.05% | ||
| 40 | Rock Point Advisors, LLC | 10,900 | 96,000 | 0.05% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,561 | 84,000 | 0.05% | ||
| 42 | PAYDEN & RYGEL | 9,400 | 83,000 | 0.05% | ||
| 43 | Creative Planning | 7,504 | 66,000 | 0.04% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 5,123 | 45,000 | 0.02% | ||
| 45 | WFG Advisors, LP | 4,492 | 40,000 | 0.02% | ||
| 46 | LS Investment Advisors, LLC | 2,800 | 25,000 | 0.01% | ||
| 47 | Chicago Partners Investment Group LLC | 2,429 | 22,000 | 0.01% | ||
| 48 | Tower Research Capital LLC (TRC) | 2,400 | 21,000 | 0.01% | ||
| 49 | FIFTH THIRD BANCORP | 2,250 | 20,000 | 0.01% | ||
| 50 | MSI Financial Services Inc | 1,784 | 16,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
