| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,866,341 | 29,964,000 | 17.86% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 3,740,824 | 28,991,000 | 17.28% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,705,229 | 20,966,000 | 12.49% | ||
| 4 | UBS Group AG | 1,807,301 | 14,007,000 | 8.35% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 1,741,610 | 13,497,000 | 8.04% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,600,805 | 12,406,000 | 7.39% | ||
| 7 | Saba Capital Management, L.P. | 851,902 | 6,602,000 | 3.93% | ||
| 8 | 1607 Capital Partners, LLC | 687,118 | 5,325,000 | 3.17% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 647,853 | 5,021,000 | 2.99% | ||
| 10 | Invesco Ltd. | 598,361 | 4,637,000 | 2.76% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 535,219 | 4,148,000 | 2.47% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 512,036 | 3,968,000 | 2.36% | ||
| 13 | Vident Investment Advisory, LLC | 469,228 | 3,637,000 | 2.17% | ||
| 14 | Point View Wealth Management, Inc. | 172,182 | 1,334,000 | 0.79% | ||
| 15 | STIFEL FINANCIAL CORP | 143,402 | 1,111,000 | 0.66% | ||
| 16 | HighTower Advisors, LLC | 141,694 | 1,099,000 | 0.65% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 138,815 | 1,076,000 | 0.64% | ||
| 18 | CITIGROUP INC | 135,041 | 1,047,000 | 0.62% | ||
| 19 | SENTINEL TRUST CO LBA | 128,590 | 997,000 | 0.59% | ||
| 20 | BLACKROCK ADVISORS LLC | 107,703 | 835,000 | 0.50% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 93,961 | 728,000 | 0.43% | ||
| 22 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 85,570 | 665,000 | 0.40% | ||
| 23 | Independence Trust CO | 82,205 | 637,000 | 0.38% | ||
| 24 | STARFIRE INVESTMENT ADVISERS, INC. | 69,550 | 539,012 | 0.32% | ||
| 25 | DOLIVER ADVISORS, LP | 68,775 | 533,000 | 0.32% | ||
| 26 | Benchmark Capital Advisors | 66,850 | 518,000 | 0.31% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 65,170 | 506,000 | 0.30% | ||
| 28 | LPL Financial LLC | 53,697 | 417,000 | 0.25% | ||
| 29 | M&R CAPITAL MANAGEMENT INC | 46,000 | 356,000 | 0.21% | ||
| 30 | Gilman Hill Asset Management, LLC | 38,575 | 299,000 | 0.18% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 33,110 | 257,000 | 0.15% | ||
| 32 | Yellowstone Partners, LLC | 24,639 | 191,000 | 0.11% | ||
| 33 | Laurion Capital Management LP | 24,255 | 188,000 | 0.11% | ||
| 34 | ROYAL BANK OF CANADA | 23,587 | 183,000 | 0.11% | ||
| 35 | Global Endowment Management, LP | 20,000 | 155,000 | 0.09% | ||
| 36 | GOLDMAN SACHS GROUP INC | 19,760 | 153,000 | 0.09% | ||
| 37 | Prospera Financial Services Inc | 14,189 | 110,000 | 0.07% | ||
| 38 | CITADEL ADVISORS LLC | 11,876 | 92,000 | 0.05% | ||
| 39 | Rock Point Advisors, LLC | 10,900 | 84,000 | 0.05% | ||
| 40 | FIFTH THIRD BANCORP | 9,650 | 75,000 | 0.04% | ||
| 41 | PAYDEN & RYGEL | 9,400 | 73,000 | 0.04% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,061 | 71,000 | 0.04% | ||
| 43 | Tower Research Capital LLC (TRC) | 5,375 | 42,000 | 0.03% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 5,184 | 40,000 | 0.02% | ||
| 45 | WFG Advisors, LP | 4,613 | 36,000 | 0.02% | ||
| 46 | Creative Planning | 3,954 | 31,000 | 0.02% | ||
| 47 | MSI Financial Services Inc | 3,784 | 29,000 | 0.02% | ||
| 48 | Waverly Advisors, LLC | 3,292 | 26,000 | 0.02% | ||
| 49 | KRILOGY FINANCIAL LLC | 3,400 | 26,000 | 0.02% | ||
| 50 | LS Investment Advisors, LLC | 2,800 | 22,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
