| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,418,352 | 37,424,000 | 20.39% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 3,328,133 | 28,189,000 | 15.36% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,284,649 | 19,351,000 | 10.54% | ||
| 4 | UBS Group AG | 2,098,189 | 17,772,000 | 9.68% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,600,805 | 13,559,000 | 7.39% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 1,517,156 | 12,850,000 | 7.00% | ||
| 7 | Saba Capital Management, L.P. | 843,374 | 7,143,000 | 3.89% | ||
| 8 | 1607 Capital Partners, LLC | 658,775 | 5,580,000 | 3.04% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 632,597 | 5,358,000 | 2.92% | ||
| 10 | Invesco Ltd. | 617,853 | 5,234,000 | 2.85% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 616,252 | 5,220,000 | 2.84% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 496,511 | 4,205,000 | 2.29% | ||
| 13 | Vident Investment Advisory, LLC | 479,540 | 4,062,000 | 2.21% | ||
| 14 | Point View Wealth Management, Inc. | 177,790 | 1,506,000 | 0.82% | ||
| 15 | STIFEL FINANCIAL CORP | 153,887 | 1,303,000 | 0.71% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 146,674 | 1,242,000 | 0.68% | ||
| 17 | Independence Trust CO | 143,877 | 1,219,000 | 0.66% | ||
| 18 | HighTower Advisors, LLC | 140,525 | 1,190,000 | 0.65% | ||
| 19 | CITIGROUP INC | 135,262 | 1,145,000 | 0.62% | ||
| 20 | SENTINEL TRUST CO LBA | 128,590 | 1,089,000 | 0.59% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 114,748 | 972,000 | 0.53% | ||
| 22 | DOLIVER ADVISORS, LP | 114,408 | 969,000 | 0.53% | ||
| 23 | BLACKROCK ADVISORS LLC | 107,703 | 912,000 | 0.50% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 103,433 | 876,000 | 0.48% | ||
| 25 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 85,570 | 727,000 | 0.40% | ||
| 26 | STARFIRE INVESTMENT ADVISERS, INC. | 77,550 | 656,848 | 0.36% | ||
| 27 | Benchmark Capital Advisors | 67,350 | 570,000 | 0.31% | ||
| 28 | LPL Financial LLC | 54,037 | 463,000 | 0.25% | ||
| 29 | M&R CAPITAL MANAGEMENT INC | 49,000 | 415,000 | 0.23% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 40,940 | 346,762 | 0.19% | ||
| 31 | Gilman Hill Asset Management, LLC | 33,575 | 284,000 | 0.15% | ||
| 32 | ROYAL BANK OF CANADA | 24,002 | 202,000 | 0.11% | ||
| 33 | Virtu KCG Holdings LLC | 23,683 | 201,000 | 0.11% | ||
| 34 | Yellowstone Partners, LLC | 23,085 | 196,000 | 0.11% | ||
| 35 | Global Endowment Management, LP | 20,000 | 169,000 | 0.09% | ||
| 36 | Prospera Financial Services Inc | 14,189 | 120,000 | 0.07% | ||
| 37 | OPPENHEIMER & CO INC | 11,058 | 94,000 | 0.05% | ||
| 38 | Rock Point Advisors, LLC | 10,900 | 92,000 | 0.05% | ||
| 39 | Coe Capital Management, LLC | 10,000 | 84,700 | 0.05% | ||
| 40 | PAYDEN & RYGEL | 9,400 | 80,000 | 0.04% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,061 | 77,000 | 0.04% | ||
| 42 | Tower Research Capital LLC (TRC) | 8,000 | 68,000 | 0.04% | ||
| 43 | Waverly Advisors, LLC | 6,292 | 53,000 | 0.03% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 5,152 | 44,000 | 0.02% | ||
| 45 | WFG Advisors, LP | 4,547 | 39,000 | 0.02% | ||
| 46 | MSI Financial Services Inc | 3,784 | 32,000 | 0.02% | ||
| 47 | LS Investment Advisors, LLC | 2,800 | 24,000 | 0.01% | ||
| 48 | Chicago Partners Investment Group LLC | 2,537 | 21,000 | 0.01% | ||
| 49 | FIFTH THIRD BANCORP | 2,250 | 19,000 | 0.01% | ||
| 50 | US BANCORP \DE\ | 1,647 | 14,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
