| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,329,781 | 36,412,000 | 21.82% | ||
| 2 | MORGAN STANLEY | 3,257,170 | 27,588,000 | 16.53% | ||
| 3 | Saba Capital Management, L.P. | 3,155,231 | 26,725,000 | 16.01% | ||
| 4 | 1607 Capital Partners, LLC | 1,450,840 | 12,289,000 | 7.36% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,414,638 | 11,982,000 | 7.18% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 909,267 | 7,701,000 | 4.61% | ||
| 7 | WELLS FARGO & COMPANY/MN | 886,955 | 7,513,000 | 4.50% | ||
| 8 | Invesco Ltd. | 679,873 | 5,758,000 | 3.45% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 677,194 | 5,736,000 | 3.44% | ||
| 10 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 547,987 | 4,641,000 | 2.78% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 256,476 | 2,172,000 | 1.30% | ||
| 12 | Laurion Capital Management LP | 255,435 | 2,164,000 | 1.30% | ||
| 13 | KELMAN-LAZAROV, INC. | 244,407 | 2,075,015 | 1.24% | ||
| 14 | CITIGROUP INC | 209,026 | 1,770,000 | 1.06% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 202,111 | 1,712,000 | 1.03% | ||
| 16 | STIFEL FINANCIAL CORP | 197,034 | 1,669,000 | 1.00% | ||
| 17 | Point View Wealth Management, Inc. | 172,863 | 1,464,000 | 0.88% | ||
| 18 | HighTower Advisors, LLC | 133,822 | 1,129,000 | 0.68% | ||
| 19 | UBS Group AG | 112,699 | 955,000 | 0.57% | ||
| 20 | STARFIRE INVESTMENT ADVISERS, INC. | 68,300 | 578,501 | 0.35% | ||
| 21 | Benchmark Capital Advisors | 56,650 | 480,000 | 0.29% | ||
| 22 | Gilman Hill Asset Management, LLC | 47,700 | 404,000 | 0.24% | ||
| 23 | WEDBUSH SECURITIES INC | 41,082 | 348,000 | 0.21% | ||
| 24 | ADVISOR GROUP, INC. | 41,005 | 347,000 | 0.21% | ||
| 25 | Coe Capital Management, LLC | 40,000 | 338,800 | 0.20% | ||
| 26 | LPL Financial LLC | 37,742 | 320,000 | 0.19% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 34,077 | 288,000 | 0.17% | ||
| 28 | Yellowstone Partners, LLC | 26,294 | 223,000 | 0.13% | ||
| 29 | ROYAL BANK OF CANADA | 24,658 | 209,000 | 0.13% | ||
| 30 | First Allied Advisory Services, Inc. | 21,078 | 178,000 | 0.11% | ||
| 31 | Global Endowment Management, LP | 20,000 | 169,000 | 0.10% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 18,603 | 157,000 | 0.09% | ||
| 33 | DOLIVER ADVISORS, LP | 16,485 | 140,000 | 0.08% | ||
| 34 | Fiera Capital Corp | 14,635 | 124,000 | 0.07% | ||
| 35 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 12,950 | 110,000 | 0.07% | ||
| 36 | PHILADELPHIA TRUST CO | 12,000 | 102,000 | 0.06% | ||
| 37 | Curi Capital, LLC | 11,926 | 101,000 | 0.06% | ||
| 38 | Rock Point Advisors, LLC | 10,900 | 92,000 | 0.06% | ||
| 39 | FIFTH THIRD BANCORP | 10,800 | 91,000 | 0.05% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,258 | 87,000 | 0.05% | ||
| 41 | M&R CAPITAL MANAGEMENT INC | 10,000 | 84,000 | 0.05% | ||
| 42 | PAYDEN & RYGEL | 9,400 | 80,000 | 0.05% | ||
| 43 | MSI Financial Services Inc | 8,206 | 70,000 | 0.04% | ||
| 44 | Creative Planning | 8,025 | 68,000 | 0.04% | ||
| 45 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 42,000 | 0.03% | ||
| 46 | Chicago Partners Investment Group LLC | 3,610 | 31,000 | 0.02% | ||
| 47 | WFG Advisors, LP | 3,542 | 30,000 | 0.02% | ||
| 48 | KRILOGY FINANCIAL LLC | 3,400 | 29,000 | 0.02% | ||
| 49 | LS Investment Advisors, LLC | 2,800 | 24,000 | 0.01% | ||
| 50 | BRONFMAN E.L. ROTHSCHILD, L.P. | 2,455 | 21,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
