| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 900,109 | 32,035,000 | 34.79% | ||
| 2 | MORGAN STANLEY | 432,415 | 15,389,000 | 16.71% | ||
| 3 | UBS AG | 427,705 | 15,222,000 | 16.53% | ||
| 4 | Advisors Asset Management, Inc. | 373,789 | 13,303,000 | 14.45% | ||
| 5 | Invesco Ltd. | 164,686 | 5,861,000 | 6.36% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 43,490 | 1,548,000 | 1.68% | ||
| 7 | HighTower Advisors, LLC | 43,317 | 1,542,000 | 1.67% | ||
| 8 | TFS CAPITAL LLC | 39,521 | 1,407,000 | 1.53% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 36,380 | 1,295,000 | 1.41% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 28,841 | 1,026,000 | 1.11% | ||
| 11 | ROYAL BANK OF CANADA | 16,380 | 583,000 | 0.63% | ||
| 12 | WELLS FARGO & COMPANY/MN | 14,117 | 502,000 | 0.55% | ||
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 13,994 | 498,000 | 0.54% | PRN | |
| 14 | Janney Montgomery Scott LLC | 13,793 | 490,908 | 0.53% | ||
| 15 | LPL Financial LLC | 10,711 | 381,000 | 0.41% | ||
| 16 | STIFEL FINANCIAL CORP | 9,250 | 329,000 | 0.36% | ||
| 17 | USCA RIA LLC | 7,000 | 249,000 | 0.27% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 5,954 | 211,000 | 0.23% | ||
| 19 | MSI Financial Services Inc | 2,307 | 82,000 | 0.09% | ||
| 20 | FIFTH THIRD BANCORP | 2,020 | 72,000 | 0.08% | ||
| 21 | B. Riley Wealth Advisors, Inc. | 600 | 21,354 | 0.02% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 18,000 | 0.02% | ||
| 23 | Tower Research Capital LLC (TRC) | 400 | 14,000 | 0.02% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 150 | 5,339 | 0.01% | ||
| 25 | CITIGROUP INC | 54 | 2,000 | 0.00% | ||
| 26 | Bouchey Financial Group Ltd | 14,583 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
