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TORTOISE PIPELINE & ENERGY FD
TORTOISE PIPELINE & ENERGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 33 Institutional holders with a total value of $37,439,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 634,086 9,200,000 24.57%
2 MORGAN STANLEY 494,978 7,182,000 19.18%
3 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 253,724 3,731,000 9.97%
4 Advisors Asset Management, Inc. 195,477 2,836,000 7.57%
5 Thomas J. Herzfeld Advisors, Inc. 153,484 2,227,000 5.95%
6 Invesco Ltd. 104,388 1,515,000 4.05%
7 SIT INVESTMENT ASSOCIATES INC 88,390 1,283,000 3.43%
8 UBS Group AG 68,637 996,000 2.66%
9 ROYAL BANK OF CANADA 63,816 926,000 2.47%
10 RAYMOND JAMES & ASSOCIATES 57,238 831,000 2.22%
11 HighTower Advisors, LLC 46,840 686,000 1.83%
12 Mariner, LLC 46,331 672,000 1.79%
13 WELLS FARGO & COMPANY/MN 41,995 609,000 1.63%
14 CANNELL CAPITAL LLC 38,601 560,000 1.50%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 36,950 536,000 1.43%
16 OPPENHEIMER & CO INC 32,739 475,000 1.27%
17 BANK OF AMERICA CORP /DE/ 30,970 449,000 1.20%
18 Weiss Asset Management LP 28,912 420,000 1.12%
19 TFS CAPITAL LLC 27,024 392,000 1.05%
20 VSR Financial Services, Inc. 24,371 354,000 0.95%
21 ALPINE WOODS CAPITAL INVESTORS, LLC 20,876 303,000 0.81%
22 Commonwealth Equity Services, Inc 20,787 302,000 0.81%
23 Ionic Capital Management LLC 19,585 284,000 0.76%
24 LPL Financial LLC 15,172 221,000 0.59%
25 Janney Montgomery Scott LLC 12,392 180,000 0.48%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,470 79,000 0.21%
27 IFP ADVISORS, INC 3,103 45,000 0.12%
28 ALLEGIS INVESTMENT ADVISORS, LLC 2,888 42,000 0.11%
29 FIFTH THIRD BANCORP 2,020 29,000 0.08%
30 MSI Financial Services Inc 1,763 26,000 0.07%
31 ENVESTNET ASSET MANAGEMENT INC 1,808 26,000 0.07%
32 Efficient Market Advisors, LLC 1,000 15,000 0.04%
33 PNC FINANCIAL SERVICES GROUP, INC. 500 7,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.