| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 815,589 | 23,253,000 | 31.33% | ||
| 2 | MORGAN STANLEY | 488,335 | 13,923,000 | 18.76% | ||
| 3 | Advisors Asset Management, Inc. | 463,066 | 13,202,000 | 17.79% | ||
| 4 | UBS Group AG | 276,511 | 7,884,000 | 10.62% | ||
| 5 | Invesco Ltd. | 185,907 | 5,300,000 | 7.14% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 108,094 | 3,082,000 | 4.15% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 49,650 | 1,416,000 | 1.91% | ||
| 8 | WELLS FARGO & COMPANY/MN | 42,605 | 1,214,000 | 1.64% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 28,904 | 824,000 | 1.11% | ||
| 10 | ROYAL BANK OF CANADA | 21,576 | 615,000 | 0.83% | ||
| 11 | TFS CAPITAL LLC | 19,327 | 551,000 | 0.74% | ||
| 12 | HighTower Advisors, LLC | 15,934 | 454,000 | 0.61% | ||
| 13 | Janney Montgomery Scott LLC | 13,386 | 382,000 | 0.51% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,922 | 340,000 | 0.46% | ||
| 15 | LPL Financial LLC | 11,146 | 317,000 | 0.43% | ||
| 16 | OPPENHEIMER & CO INC | 10,550 | 301,000 | 0.41% | ||
| 17 | STIFEL FINANCIAL CORP | 10,282 | 293,000 | 0.39% | ||
| 18 | USCA RIA LLC | 8,200 | 234,000 | 0.32% | ||
| 19 | Mariner, LLC | 7,153 | 204,000 | 0.27% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 6,415 | 182,000 | 0.25% | ||
| 21 | MSI Financial Services Inc | 5,229 | 149,000 | 0.20% | ||
| 22 | FIFTH THIRD BANCORP | 2,020 | 58,000 | 0.08% | ||
| 23 | DEUTSCHE BANK AG\ | 692 | 18,000 | 0.02% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 14,000 | 0.02% | ||
| 25 | Estabrook Capital Management | 200 | 5,702 | 0.01% | ||
| 26 | Winslow, Evans & Crocker, Inc. | 150 | 4,278 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
