| 1 |
GUGGENHEIM CAPITAL LLC |
565,266 |
8,332,000 |
15.80% |
|
|
| 2 |
USCA RIA LLC |
95,810 |
6,500,000 |
12.32% |
|
|
| 3 |
GFS Advisors, LLC |
95,810 |
6,500,000 |
12.32% |
|
|
| 4 |
MORGAN STANLEY |
440,155 |
6,487,000 |
12.30% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
286,491 |
4,234,000 |
8.03% |
|
|
| 6 |
Thomas J. Herzfeld Advisors, Inc. |
180,744 |
2,664,000 |
5.05% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
151,507 |
2,233,000 |
4.23% |
|
|
| 8 |
Advisors Asset Management, Inc. |
150,003 |
2,211,000 |
4.19% |
|
|
| 9 |
UBS Group AG |
95,764 |
1,412,000 |
2.68% |
|
|
| 10 |
Invesco Ltd. |
75,776 |
1,117,000 |
2.12% |
|
|
| 11 |
ROYAL BANK OF CANADA |
71,870 |
1,059,000 |
2.01% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
62,562 |
922,000 |
1.75% |
|
|
| 13 |
FIRST TRUST ADVISORS LP |
57,971 |
854,000 |
1.62% |
|
|
| 14 |
CANNELL CAPITAL LLC |
56,148 |
828,000 |
1.57% |
|
|
| 15 |
OPPENHEIMER & CO INC |
53,416 |
787,000 |
1.49% |
|
|
| 16 |
Mariner, LLC |
52,180 |
769,000 |
1.46% |
|
|
| 17 |
HighTower Advisors, LLC |
45,209 |
665,000 |
1.26% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
39,970 |
589,000 |
1.12% |
|
|
| 19 |
ALPINE WOODS CAPITAL INVESTORS, LLC |
36,000 |
531,000 |
1.01% |
|
|
| 20 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
29,000 |
427,000 |
0.81% |
|
|
| 21 |
K.J. Harrison & Partners Inc |
28,000 |
413,000 |
0.78% |
|
|
| 22 |
LPL Financial LLC |
29,385 |
407,000 |
0.77% |
|
|
| 23 |
ENVESTNET ASSET MANAGEMENT INC |
26,395 |
389,000 |
0.74% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
25,899 |
382,000 |
0.72% |
|
|
| 25 |
CARDAN CAPITAL PARTNERS, LLC |
21,185 |
312,000 |
0.59% |
|
|
| 26 |
VSR Financial Services, Inc. |
20,575 |
303,000 |
0.57% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
19,632 |
289,000 |
0.55% |
|
|
| 28 |
Freestone Capital Holdings, LLC |
18,339 |
270,000 |
0.51% |
|
|
| 29 |
CITIGROUP INC |
15,534 |
229,000 |
0.43% |
|
|
| 30 |
TFS CAPITAL LLC |
14,019 |
207,000 |
0.39% |
|
|
| 31 |
Raymond James Financial Services Advisors, Inc. |
10,117 |
149,000 |
0.28% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,873 |
116,000 |
0.22% |
|
|
| 33 |
IFP ADVISORS, INC |
3,290 |
48,000 |
0.09% |
|
|
| 34 |
KELMAN-LAZAROV, INC. |
1,750 |
25,000 |
0.05% |
|
|
| 35 |
NEXT Financial Group, Inc |
1,500 |
22,000 |
0.04% |
|
|
| 36 |
MSI Financial Services Inc |
1,348 |
20,000 |
0.04% |
|
|
| 37 |
US BANCORP \DE\ |
1,162 |
17,000 |
0.03% |
|
|
| 38 |
Tower Research Capital LLC (TRC) |
625 |
9,000 |
0.02% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
7,000 |
0.01% |
|
|
| 40 |
AMERICAN INTERNATIONAL GROUP, INC. |
325 |
5,000 |
0.01% |
|
|
