| 1 |
GUGGENHEIM CAPITAL LLC |
688,594 |
12,347,000 |
27.61% |
|
|
| 2 |
MORGAN STANLEY |
469,176 |
8,413,000 |
18.81% |
|
|
| 3 |
Advisors Asset Management, Inc. |
285,557 |
5,120,000 |
11.45% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
214,256 |
3,842,000 |
8.59% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
136,119 |
2,441,000 |
5.46% |
|
|
| 6 |
Invesco Ltd. |
129,370 |
2,320,000 |
5.19% |
|
|
| 7 |
RAYMOND JAMES & ASSOCIATES |
111,320 |
1,996,000 |
4.46% |
|
|
| 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
109,016 |
1,957,000 |
4.38% |
|
|
| 9 |
UBS Group AG |
68,635 |
1,230,000 |
2.75% |
|
|
| 10 |
HighTower Advisors, LLC |
47,848 |
857,000 |
1.92% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
40,527 |
727,000 |
1.63% |
|
|
| 12 |
OPPENHEIMER & CO INC |
27,130 |
487,000 |
1.09% |
|
|
| 13 |
VSR Financial Services, Inc. |
26,136 |
469,000 |
1.05% |
|
|
| 14 |
LPL Financial LLC |
20,361 |
409,000 |
0.91% |
|
|
| 15 |
ROYAL BANK OF CANADA |
22,680 |
406,000 |
0.91% |
|
|
| 16 |
Janney Montgomery Scott LLC |
18,843 |
338,000 |
0.76% |
|
|
| 17 |
Commonwealth Equity Services, Inc |
18,211 |
327,000 |
0.73% |
|
|
| 18 |
SMITH HAYES Advisers, Inc |
16,626 |
298,000 |
0.67% |
|
|
| 19 |
AQR ARBITRAGE LLC |
16,317 |
293,000 |
0.66% |
|
|
| 20 |
BB&T SECURITIES, LLC |
11,933 |
213,000 |
0.48% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,609 |
65,000 |
0.15% |
|
|
| 22 |
MSI Financial Services Inc |
2,484 |
45,000 |
0.10% |
|
|
| 23 |
ENVESTNET ASSET MANAGEMENT INC |
2,297 |
41,000 |
0.09% |
|
|
| 24 |
FIFTH THIRD BANCORP |
2,020 |
36,000 |
0.08% |
|
|
| 25 |
BLACKROCK ADVISORS LLC |
976 |
17,000 |
0.04% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
840 |
15,000 |
0.03% |
|
|
| 27 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
9,000 |
0.02% |
|
|
| 28 |
Estabrook Capital Management |
200 |
3,586 |
0.01% |
|
|
| 29 |
CITIGROUP INC |
55 |
1,000 |
0.00% |
|
|
