| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 730,933 | 18,704,000 | 30.09% | ||
| 2 | MORGAN STANLEY | 447,397 | 11,448,000 | 18.42% | ||
| 3 | Advisors Asset Management, Inc. | 324,029 | 8,292,000 | 13.34% | ||
| 4 | UBS Group AG | 164,658 | 4,213,000 | 6.78% | ||
| 5 | Invesco Ltd. | 150,864 | 3,861,000 | 6.21% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 134,443 | 3,440,000 | 5.53% | ||
| 7 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 83,677 | 2,140,000 | 3.44% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 69,970 | 1,791,000 | 2.88% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 51,703 | 1,323,000 | 2.13% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 43,031 | 1,101,000 | 1.77% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 37,974 | 972,000 | 1.56% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 30,260 | 774,000 | 1.25% | ||
| 13 | AQR ARBITRAGE LLC | 21,198 | 542,000 | 0.87% | ||
| 14 | OPPENHEIMER & CO INC | 17,987 | 461,000 | 0.74% | ||
| 15 | ROYAL BANK OF CANADA | 17,892 | 458,000 | 0.74% | ||
| 16 | SMITH HAYES Advisers, Inc | 16,534 | 423,000 | 0.68% | ||
| 17 | Janney Montgomery Scott LLC | 15,181 | 388,491 | 0.62% | ||
| 18 | HighTower Advisors, LLC | 14,682 | 376,000 | 0.60% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,722 | 326,000 | 0.52% | ||
| 20 | LPL Financial LLC | 12,179 | 307,000 | 0.49% | ||
| 21 | STIFEL FINANCIAL CORP | 9,782 | 250,000 | 0.40% | ||
| 22 | USCA RIA LLC | 9,500 | 243,000 | 0.39% | ||
| 23 | MSI Financial Services Inc | 4,786 | 122,000 | 0.20% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,306 | 110,000 | 0.18% | ||
| 25 | FIFTH THIRD BANCORP | 2,020 | 52,000 | 0.08% | ||
| 26 | BLACKROCK ADVISORS LLC | 800 | 20,000 | 0.03% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 13,000 | 0.02% | ||
| 28 | ARCADIA INVESTMENT MANAGEMENT CORP/MI | 10,000 | 8,000 | 0.01% | ||
| 29 | Estabrook Capital Management | 200 | 5,118 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
