Dark
Light
System
Security
TORTOISE PIPELINE & ENERGY FD
TORTOISE PIPELINE & ENERGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 37 Institutional holders with a total value of $44,675,638.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 145 3,000 0.01%
2 TD Capital Management LLC 356 7,000 0.02%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 500 9,000 0.02%
4 PNC FINANCIAL SERVICES GROUP, INC. 500 9,000 0.02%
5 MSI Financial Services Inc 828 15,000 0.03%
6 KELMAN-LAZAROV, INC. 1,750 32,638 0.07%
7 ADVISOR GROUP, INC. 2,025 37,000 0.08%
8 WESTPORT RESOURCES MANAGEMENT INC 2,778 52,000 0.12%
9 IFP ADVISORS, INC 3,358 62,000 0.14%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,536 121,000 0.27%
11 Janney Montgomery Scott LLC 12,392 180,000 0.40%
12 TFS CAPITAL LLC 14,177 264,000 0.59%
13 SHEPHERD KAPLAN KROCHUK, LLC 16,520 307,000 0.69%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,763 312,000 0.70%
15 CARDAN CAPITAL PARTNERS, LLC 17,767 331,000 0.74%
16 Commonwealth Equity Services, Inc 19,201 357,000 0.80%
17 BANK OF AMERICA CORP /DE/ 20,955 390,000 0.87%
18 ENVESTNET ASSET MANAGEMENT INC 25,602 476,000 1.07%
19 SHEAFF BROCK INVESTMENT ADVISORS, LLC 32,000 596,000 1.33%
20 ALPINE WOODS CAPITAL INVESTORS, LLC 36,000 670,000 1.50%
21 CITIGROUP INC 38,043 708,000 1.58%
22 HighTower Advisors, LLC 42,720 800,000 1.79%
23 Freestone Capital Holdings, LLC 44,618 830,000 1.86%
24 OPPENHEIMER & CO INC 50,691 944,000 2.11%
25 WELLS FARGO & COMPANY/MN 54,076 1,006,000 2.25%
26 Mariner, LLC 56,471 1,051,000 2.35%
27 RAYMOND JAMES & ASSOCIATES 59,521 1,108,000 2.48%
28 ROYAL BANK OF CANADA 74,338 1,383,000 3.10%
29 UBS Group AG 75,025 1,396,000 3.12%
30 FIRST TRUST ADVISORS LP 79,527 1,480,000 3.31%
31 Invesco Ltd. 88,240 1,642,000 3.68%
32 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 100,768 1,876,000 4.20%
33 Advisors Asset Management, Inc. 116,082 2,160,000 4.83%
34 SIT INVESTMENT ASSOCIATES INC 165,059 3,072,000 6.88%
35 Thomas J. Herzfeld Advisors, Inc. 191,296 3,560,000 7.97%
36 MORGAN STANLEY 417,112 7,763,000 17.38%
37 GUGGENHEIM CAPITAL LLC 519,430 9,666,000 21.64%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.