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TORTOISE PIPELINE & ENERGY FD
TORTOISE PIPELINE & ENERGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 33 Institutional holders with a total value of $51,873,295.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WESTPORT RESOURCES MANAGEMENT INC 326 7,000 0.01%
2 PNC FINANCIAL SERVICES GROUP, INC. 500 11,000 0.02%
3 MSI Financial Services Inc 828 18,000 0.03%
4 BANK OF MONTREAL /CAN/ 1,000 21,000 0.04%
5 KELMAN-LAZAROV, INC. 1,750 36,295 0.07%
6 ADVISOR GROUP, INC. 2,025 43,000 0.08%
7 WFG Advisors, LP 3,000 64,000 0.12%
8 IFP ADVISORS, INC 3,234 69,000 0.13%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,854 145,000 0.28%
10 SHEPHERD KAPLAN KROCHUK, LLC 16,520 350,000 0.67%
11 Commonwealth Equity Services, Inc 18,593 394,000 0.76%
12 CARDAN CAPITAL PARTNERS, LLC 18,813 398,000 0.77%
13 ENVESTNET ASSET MANAGEMENT INC 24,494 519,000 1.00%
14 BANK OF AMERICA CORP /DE/ 27,305 578,000 1.11%
15 SHEAFF BROCK INVESTMENT ADVISORS, LLC 32,000 678,000 1.31%
16 ALPINE WOODS CAPITAL INVESTORS, LLC 36,000 762,000 1.47%
17 CAVALIER INVESTMENTS, LLC 40,174 851,000 1.64%
18 HighTower Advisors, LLC 40,807 859,000 1.66%
19 OPPENHEIMER & CO INC 45,493 964,000 1.86%
20 Mariner, LLC 48,187 1,020,000 1.97%
21 ROYAL BANK OF CANADA 48,938 1,037,000 2.00%
22 RAYMOND JAMES & ASSOCIATES 60,526 1,282,000 2.47%
23 WELLS FARGO & COMPANY/MN 64,805 1,373,000 2.65%
24 Freestone Capital Holdings, LLC 74,957 1,588,000 3.06%
25 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 78,477 1,661,000 3.20%
26 UBS Group AG 82,208 1,742,000 3.36%
27 FIRST TRUST ADVISORS LP 83,315 1,765,000 3.40%
28 Invesco Ltd. 94,976 2,012,000 3.88%
29 SIT INVESTMENT ASSOCIATES INC 137,140 2,905,000 5.60%
30 Thomas J. Herzfeld Advisors, Inc. 186,495 3,950,000 7.61%
31 Advisors Asset Management, Inc. 220,455 4,669,000 9.00%
32 MORGAN STANLEY 427,325 9,050,000 17.45%
33 GUGGENHEIM CAPITAL LLC 521,783 11,052,000 21.31%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.