| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 598,826 | 10,408,000 | 43.45% | ||
| 2 | Advisors Asset Management, Inc. | 318,250 | 5,522,000 | 23.05% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 87,160 | 1,515,000 | 6.32% | ||
| 4 | OPPENHEIMER & CO INC | 45,828 | 796,000 | 3.32% | ||
| 5 | Invesco Ltd. | 39,100 | 680,000 | 2.84% | ||
| 6 | ROYAL BANK OF CANADA | 38,841 | 675,000 | 2.82% | ||
| 7 | STIFEL FINANCIAL CORP | 37,937 | 659,000 | 2.75% | ||
| 8 | MORGAN STANLEY | 35,677 | 620,000 | 2.59% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 35,627 | 619,000 | 2.58% | ||
| 10 | Laurion Capital Management LP | 24,524 | 425,000 | 1.77% | ||
| 11 | RAYMOND JAMES TRUST N.A. | 23,581 | 410,000 | 1.71% | ||
| 12 | CITIGROUP INC | 21,063 | 365,000 | 1.52% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,771 | 344,000 | 1.44% | ||
| 14 | WELLS FARGO & COMPANY/MN | 16,715 | 291,000 | 1.21% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 12,905 | 224,000 | 0.94% | ||
| 16 | TFS CAPITAL LLC | 10,648 | 185,000 | 0.77% | ||
| 17 | ADVISOR GROUP, INC. | 5,617 | 97,000 | 0.40% | ||
| 18 | UBS Group AG | 3,139 | 55,000 | 0.23% | ||
| 19 | Baystate Wealth Management LLC | 1,100 | 19,000 | 0.08% | ||
| 20 | D.A. DAVIDSON & CO. | 1,000 | 17,000 | 0.07% | ||
| 21 | IFP ADVISORS, INC | 680 | 12,000 | 0.05% | ||
| 22 | MSI Financial Services Inc | 454 | 8,000 | 0.03% | ||
| 23 | Financial Architects, Inc | 400 | 7,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
