| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 222,101 | 4,735,000 | 24.33% | ||
| 2 | MORGAN STANLEY | 147,438 | 3,144,000 | 16.15% | ||
| 3 | ROYAL BANK OF CANADA | 133,483 | 2,846,000 | 14.62% | ||
| 4 | Advisors Asset Management, Inc. | 126,353 | 2,694,000 | 13.84% | ||
| 5 | Invesco Ltd. | 80,233 | 1,711,000 | 8.79% | ||
| 6 | THOMPSON SIEGEL & WALMSLEY LLC | 37,892 | 808,000 | 4.15% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 37,820 | 806,000 | 4.14% | ||
| 8 | Cetera Advisor Networks LLC | 24,890 | 534,000 | 2.74% | ||
| 9 | LPL Financial LLC | 22,600 | 482,000 | 2.48% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 16,217 | 346,000 | 1.78% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 15,387 | 328,000 | 1.69% | ||
| 12 | STIFEL FINANCIAL CORP | 14,311 | 305,000 | 1.57% | ||
| 13 | Virtu KCG Holdings LLC | 13,078 | 279,000 | 1.43% | ||
| 14 | UBS Group AG | 7,651 | 163,000 | 0.84% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 5,700 | 122,000 | 0.63% | ||
| 16 | Stratos Wealth Partners, LTD. | 1,894 | 40,380 | 0.21% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,830 | 39,000 | 0.20% | ||
| 18 | B. Riley Wealth Advisors, Inc. | 1,550 | 33,000 | 0.17% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 978 | 20,851 | 0.11% | ||
| 20 | CITIGROUP INC | 727 | 16,000 | 0.08% | ||
| 21 | WELLS FARGO & COMPANY/MN | 585 | 12,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
