| 1 |
Bulldog Investors, LLP |
635,722 |
10,508,000 |
46.23% |
|
|
| 2 |
Advisors Asset Management, Inc. |
288,843 |
4,775,000 |
21.01% |
|
|
| 3 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
83,559 |
1,381,000 |
6.08% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
77,537 |
1,282,000 |
5.64% |
|
|
| 5 |
OPPENHEIMER & CO INC |
41,152 |
680,000 |
2.99% |
|
|
| 6 |
Invesco Ltd. |
40,486 |
669,000 |
2.94% |
|
|
| 7 |
STIFEL FINANCIAL CORP |
38,469 |
635,000 |
2.79% |
|
|
| 8 |
MORGAN STANLEY |
37,355 |
617,000 |
2.71% |
|
|
| 9 |
ROYAL BANK OF CANADA |
37,055 |
613,000 |
2.70% |
|
|
| 10 |
RAYMOND JAMES TRUST N.A. |
23,581 |
390,000 |
1.72% |
|
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
18,888 |
312,000 |
1.37% |
|
|
| 12 |
SIT INVESTMENT ASSOCIATES INC |
14,792 |
245,000 |
1.08% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
13,406 |
222,000 |
0.98% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
12,905 |
213,000 |
0.94% |
|
|
| 15 |
UBS Group AG |
5,693 |
94,000 |
0.41% |
|
|
| 16 |
ADVISOR GROUP, INC. |
2,701 |
45,000 |
0.20% |
|
|
| 17 |
D.A. DAVIDSON & CO. |
1,000 |
16,000 |
0.07% |
|
|
| 18 |
IFP ADVISORS, INC |
680 |
11,000 |
0.05% |
|
|
| 19 |
Financial Architects, Inc |
400 |
7,000 |
0.03% |
|
|
| 20 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
400 |
7,000 |
0.03% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
346 |
6,000 |
0.03% |
|
|
| 22 |
Creative Planning |
132 |
2,000 |
0.01% |
|
|
| 23 |
MSI Financial Services Inc |
34 |
1,000 |
0.00% |
|
|
