| 1 |
GUGGENHEIM CAPITAL LLC |
163,175 |
2,373,000 |
16.74% |
|
|
| 2 |
MORGAN STANLEY |
108,408 |
1,576,000 |
11.12% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
98,018 |
1,422,000 |
10.03% |
|
|
| 4 |
WOLVERINE ASSET MANAGEMENT LLC |
95,234 |
1,384,000 |
9.76% |
|
|
| 5 |
Advisors Asset Management, Inc. |
94,860 |
1,379,000 |
9.73% |
|
|
| 6 |
Invesco Ltd. |
94,157 |
1,369,000 |
9.66% |
|
|
| 7 |
RAYMOND JAMES & ASSOCIATES |
55,120 |
801,000 |
5.65% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
39,908 |
580,000 |
4.09% |
|
PRN |
| 9 |
ROYAL BANK OF CANADA |
39,204 |
570,000 |
4.02% |
|
|
| 10 |
THOMPSON SIEGEL & WALMSLEY LLC |
37,950 |
552,000 |
3.89% |
|
|
| 11 |
1607 Capital Partners, LLC |
35,347 |
514,000 |
3.63% |
|
|
| 12 |
OPPENHEIMER & CO INC |
31,607 |
460,000 |
3.24% |
|
|
| 13 |
STIFEL FINANCIAL CORP |
16,344 |
237,000 |
1.67% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
14,387 |
209,000 |
1.47% |
|
|
| 15 |
LPL Financial LLC |
13,050 |
201,000 |
1.42% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,334 |
165,000 |
1.16% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,207 |
148,000 |
1.04% |
|
|
| 18 |
UBS Group AG |
8,146 |
118,000 |
0.83% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
5,203 |
76,000 |
0.54% |
|
|
| 20 |
CITIGROUP INC |
1,210 |
18,000 |
0.13% |
|
|
| 21 |
SONORA INVESTMENT MANAGEMENT, LLC |
1,083 |
18,000 |
0.13% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
476 |
7,000 |
0.05% |
|
|
| 23 |
D.A. DAVIDSON & CO. |
102 |
1,000 |
0.01% |
|
|
