| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 204,251 | 4,374,000 | 23.12% | ||
| 2 | ROYAL BANK OF CANADA | 130,619 | 2,798,000 | 14.79% | ||
| 3 | MORGAN STANLEY | 123,856 | 2,653,000 | 14.02% | ||
| 4 | Advisors Asset Management, Inc. | 92,491 | 1,981,000 | 10.47% | ||
| 5 | Invesco Ltd. | 89,002 | 1,906,000 | 10.08% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 43,010 | 921,000 | 4.87% | ||
| 7 | THOMPSON SIEGEL & WALMSLEY LLC | 37,892 | 812,000 | 4.29% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 32,643 | 699,000 | 3.69% | ||
| 9 | Cetera Advisor Networks LLC | 29,554 | 632,000 | 3.34% | ||
| 10 | OPPENHEIMER & CO INC | 21,016 | 450,000 | 2.38% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 15,387 | 330,000 | 1.74% | ||
| 12 | STIFEL FINANCIAL CORP | 15,039 | 322,000 | 1.70% | ||
| 13 | LPL Financial LLC | 14,950 | 321,000 | 1.70% | ||
| 14 | Virtu KCG Holdings LLC | 9,428 | 202,000 | 1.07% | ||
| 15 | WELLS FARGO & COMPANY/MN | 6,149 | 132,000 | 0.70% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,971 | 128,000 | 0.68% | ||
| 17 | UBS Group AG | 5,583 | 119,000 | 0.63% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 4,700 | 101,000 | 0.53% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 726 | 15,551 | 0.08% | ||
| 20 | FIFTH THIRD BANCORP | 500 | 11,000 | 0.06% | ||
| 21 | CITIGROUP INC | 463 | 10,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
