| 1 |
GUGGENHEIM CAPITAL LLC |
184,545 |
3,534,000 |
20.27% |
|
|
| 2 |
MORGAN STANLEY |
121,280 |
2,339,000 |
13.42% |
|
|
| 3 |
Invesco Ltd. |
98,286 |
1,895,000 |
10.87% |
|
|
| 4 |
WOLVERINE ASSET MANAGEMENT LLC |
87,878 |
1,694,000 |
9.72% |
|
|
| 5 |
Advisors Asset Management, Inc. |
71,995 |
1,379,000 |
7.91% |
|
|
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
60,105 |
1,160,000 |
6.65% |
|
|
| 7 |
RAYMOND JAMES & ASSOCIATES |
50,608 |
976,000 |
5.60% |
|
|
| 8 |
ROYAL BANK OF CANADA |
45,326 |
874,000 |
5.01% |
|
|
| 9 |
THOMPSON SIEGEL & WALMSLEY LLC |
38,792 |
748,000 |
4.29% |
|
|
| 10 |
Cetera Advisor Networks LLC |
29,554 |
632,000 |
3.63% |
|
|
| 11 |
OPPENHEIMER & CO INC |
19,981 |
385,000 |
2.21% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
16,750 |
322,000 |
1.85% |
|
|
| 13 |
GEODE CAPITAL MANAGEMENT, LLC |
16,620 |
318,000 |
1.82% |
|
PRN |
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
15,387 |
297,000 |
1.70% |
|
|
| 15 |
LPL Financial LLC |
12,850 |
245,000 |
1.41% |
|
|
| 16 |
UBS Group AG |
11,091 |
214,000 |
1.23% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,431 |
163,000 |
0.94% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
6,146 |
119,000 |
0.68% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
4,700 |
91,000 |
0.52% |
|
|
| 20 |
CITIGROUP INC |
1,070 |
21,000 |
0.12% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
726 |
13,997 |
0.08% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
554 |
11,000 |
0.06% |
|
|