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CUSHING RENAISSANCE FD
CUSHING RENAISSANCE FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $17,430,997.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 184,545 3,534,000 20.27%
2 MORGAN STANLEY 121,280 2,339,000 13.42%
3 Invesco Ltd. 98,286 1,895,000 10.87%
4 WOLVERINE ASSET MANAGEMENT LLC 87,878 1,694,000 9.72%
5 Advisors Asset Management, Inc. 71,995 1,379,000 7.91%
6 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 60,105 1,160,000 6.65%
7 RAYMOND JAMES & ASSOCIATES 50,608 976,000 5.60%
8 ROYAL BANK OF CANADA 45,326 874,000 5.01%
9 THOMPSON SIEGEL & WALMSLEY LLC 38,792 748,000 4.29%
10 Cetera Advisor Networks LLC 29,554 632,000 3.63%
11 OPPENHEIMER & CO INC 19,981 385,000 2.21%
12 STIFEL FINANCIAL CORP 16,750 322,000 1.85%
13 GEODE CAPITAL MANAGEMENT, LLC 16,620 318,000 1.82% PRN
14 Thomas J. Herzfeld Advisors, Inc. 15,387 297,000 1.70%
15 LPL Financial LLC 12,850 245,000 1.41%
16 UBS Group AG 11,091 214,000 1.23%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,431 163,000 0.94%
18 WELLS FARGO & COMPANY/MN 6,146 119,000 0.68%
19 BANK OF AMERICA CORP /DE/ 4,700 91,000 0.52%
20 CITIGROUP INC 1,070 21,000 0.12%
21 AMERICAN INTERNATIONAL GROUP, INC. 726 13,997 0.08%
22 Tower Research Capital LLC (TRC) 554 11,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.