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NUVEEN TAXABLE MUNICPAL INM
NUVEEN TAXABLE MUNICPAL INM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 49 Institutional holders with a total value of $106,744,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 732,612 15,312,000 14.34%
2 UBS Group AG 579,861 12,119,000 11.35%
3 MORGAN STANLEY 531,024 11,098,000 10.40%
4 WELLS FARGO & COMPANY/MN 458,338 9,580,000 8.97%
5 JANUS HENDERSON INVESTORS US LLC 359,717 7,518,000 7.04%
6 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 359,455 7,513,000 7.04%
7 NATIONAL PLANNING CORP 357,768 7,485,000 7.01%
8 AMERIPRISE FINANCIAL INC 325,677 6,796,000 6.37%
9 Invesco Ltd. 201,831 4,218,000 3.95%
10 Tortoise Investment Management, LLC 173,886 3,634,000 3.40%
11 SIT INVESTMENT ASSOCIATES INC 144,686 3,024,000 2.83%
12 RAYMOND JAMES & ASSOCIATES 130,029 2,718,000 2.55%
13 ROYAL BANK OF CANADA 96,303 2,013,000 1.89%
14 DOLIVER ADVISORS, LP 88,924 1,859,000 1.74%
15 USCA RIA LLC 86,146 1,800,000 1.69%
16 LPL Financial LLC 74,939 1,577,000 1.48%
17 Horizon Kinetics LLC 41,383 865,000 0.81%
18 Brick & Kyle, Associates 36,152 756,000 0.71%
19 DAVENPORT & Co LLC 26,542 547,561 0.51%
20 GREAT AMERICAN GROUP, INC. 25,623 536,000 0.50%
21 Cetera Advisors LLC 25,279 527,000 0.49%
22 FARMERS & MERCHANTS TRUST CO OF CHAMBERSBURG PA 22,000 459,800 0.43%
23 BAIRD FINANCIAL GROUP, INC. 21,549 450,000 0.42%
24 Commonwealth Equity Services, Inc 21,103 441,000 0.41%
25 STRATEGIC FINANCIAL GROUP, LLC 20,500 428,000 0.40% PRN
26 WEDBUSH SECURITIES INC 16,695 349,000 0.33%
27 BB&T SECURITIES, LLC 14,565 304,000 0.28%
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,242 294,000 0.28%
29 IFP ADVISORS, INC 13,850 289,000 0.27%
30 Raymond James Financial Services Advisors, Inc. 12,646 264,000 0.25%
31 Sabal Trust CO 12,281 257,000 0.24%
32 BARBER FINANCIAL GROUP, INC. 12,015 251,000 0.24%
33 United Asset Strategies, Inc. 11,150 233,000 0.22%
34 Alpha Cubed Investments, LLC 11,145 233,000 0.22%
35 New England Private Wealth Advisors LLC 10,000 209,000 0.20%
36 MILLENNIUM MANAGEMENT LLC 9,847 206,000 0.19%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,059 148,000 0.14%
38 NEW ENGLAND ASSET MANAGEMENT INC 6,200 130,000 0.12%
39 PNC FINANCIAL SERVICES GROUP, INC. 3,260 68,000 0.06%
40 ADVISOR GROUP, INC. 2,795 58,000 0.05%
41 GENEOS WEALTH MANAGEMENT INC. 2,010 42,000 0.04%
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,285 27,000 0.03%
43 HUNTINGTON NATIONAL BANK 1,125 24,000 0.02% PRN
44 OLD SECOND NATIONAL BANK OF AURORA 1,093 23,000 0.02%
45 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,000 21,000 0.02%
46 Creative Planning 844 18,000 0.02%
47 FIFTH THIRD BANCORP 500 10,000 0.01%
48 PENSERRA CAPITAL MANAGEMENT LLC 373 7,000 0.01%
49 CRIBSTONE CAPITAL MANAGEMENT, LLC 250 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.