| 1 |
Corbenic Partners LLC |
1,500 |
0 |
0.00% |
|
|
| 2 |
Hoxton Financial, Inc. |
1,091 |
0 |
0.00% |
|
|
| 3 |
BARCLAYS PLC |
400 |
0 |
0.00% |
|
|
| 4 |
BlackRock Finance, Inc. |
1,505 |
0 |
0.00% |
|
|
| 5 |
REILLY FINANCIAL ADVISORS, LLC |
40 |
0 |
0.00% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
3,001 |
0 |
0.00% |
|
|
| 7 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4 |
0 |
0.00% |
|
|
| 8 |
Pine River Capital Management L.P. |
1,250,000 |
0 |
0.00% |
|
|
| 9 |
Tower Research Capital LLC (TRC) |
1,032 |
0 |
0.00% |
|
|
| 10 |
EARNEST PARTNERS LLC |
5,400 |
1,000 |
0.01% |
|
|
| 11 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,139 |
1,000 |
0.01% |
|
|
| 12 |
GROUP ONE TRADING LLC |
6,755 |
2,000 |
0.03% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
5,800 |
2,000 |
0.03% |
|
|
| 14 |
Raymond James Financial Services Advisors, Inc. |
11,540 |
3,000 |
0.04% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
13,795 |
4,000 |
0.05% |
|
|
| 16 |
STATE STREET CORP |
13,124 |
4,000 |
0.05% |
|
|
| 17 |
BLACKROCK ADVISORS LLC |
15,428 |
4,000 |
0.05% |
|
|
| 18 |
LAU ASSOCIATES LLC |
20,000 |
5,000 |
0.06% |
|
|
| 19 |
RENAISSANCE TECHNOLOGIES LLC |
21,470 |
6,000 |
0.08% |
|
|
| 20 |
BlackRock Fund Advisors |
31,142 |
8,000 |
0.10% |
|
|
| 21 |
Virtu KCG Holdings LLC |
97,536 |
27,000 |
0.35% |
|
|
| 22 |
NORTHERN TRUST CORP |
102,959 |
28,000 |
0.36% |
|
|
| 23 |
Bank of New York Mellon Corp |
154,915 |
42,000 |
0.54% |
|
|
| 24 |
BlackRock Institutional Trust Company, N.A. |
239,234 |
65,000 |
0.84% |
|
|
| 25 |
Creative Planning |
329,801 |
90,000 |
1.16% |
|
|
| 26 |
HighTower Advisors, LLC |
338,098 |
92,000 |
1.18% |
|
|
| 27 |
Ancora Advisors LLC |
400,000 |
109,000 |
1.40% |
|
|
| 28 |
EverPoint Asset Management, LLC |
500,000 |
136,000 |
1.75% |
|
|
| 29 |
PERKINS CAPITAL MANAGEMENT INC |
563,500 |
154,000 |
1.98% |
|
|
| 30 |
SHEPHERD KAPLAN KROCHUK, LLC |
581,886 |
159,000 |
2.05% |
|
|
| 31 |
GEODE CAPITAL MANAGEMENT, LLC |
678,116 |
185,000 |
2.38% |
|
|
| 32 |
FRANKLIN RESOURCES INC |
1,350,600 |
370,000 |
4.76% |
|
|
| 33 |
MPM ASSET MANAGEMENT LLC |
2,551,851 |
689,000 |
8.87% |
|
|
| 34 |
Alyeska Investment Group, L.P. |
2,969,381 |
810,000 |
10.42% |
Call |
|
| 35 |
BVF INC/IL |
3,696,961 |
1,013,000 |
13.04% |
|
|
| 36 |
SABBY MANAGEMENT, LLC |
3,877,356 |
1,062,000 |
13.67% |
|
|
| 37 |
BAKER BROS. ADVISORS LP |
4,797,442 |
1,309,000 |
16.85% |
|
|
| 38 |
VANGUARD GROUP INC |
5,072,540 |
1,390,000 |
17.89% |
|
|
