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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 25 Institutional holders with a total value of $8,720,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 149,681 1,669,000 19.14%
2 WOLVERINE ASSET MANAGEMENT LLC 135,191 1,507,000 17.28%
3 RENAISSANCE TECHNOLOGIES LLC 115,077 1,283,000 14.71%
4 TWO SIGMA INVESTMENTS, LP 64,336 717,000 8.22%
5 Yorktown Management & Research Co Inc 51,786 577,000 6.62%
6 GEODE CAPITAL MANAGEMENT, LLC 51,735 576,000 6.61%
7 MILLENNIUM MANAGEMENT LLC 50,811 567,000 6.50%
8 TWO SIGMA ADVISERS, LP 30,500 340,000 3.90%
9 STIFEL FINANCIAL CORP 28,366 316,000 3.62%
10 BlackRock Fund Advisors 26,892 300,000 3.44%
11 MORGAN STANLEY 24,745 275,000 3.15%
12 KMS FINANCIAL SERVICES, INC 11,885 133,000 1.53%
13 NORTHERN TRUST CORP 10,404 116,000 1.33%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,400 94,000 1.08%
15 UBS AG 6,836 76,000 0.87%
16 ROYAL BANK OF CANADA 4,666 52,000 0.60%
17 Tower Research Capital LLC (TRC) 3,875 43,000 0.49%
18 DEUTSCHE BANK AG\ 3,554 39,000 0.45%
19 BARCLAYS PLC 2,300 25,000 0.29%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 579 6,000 0.07%
21 AMERIPRISE FINANCIAL INC 500 6,000 0.07%
22 CITIGROUP INC 200 2,000 0.02%
23 ALLIANCEBERNSTEIN L.P. 86 1,000 0.01%
24 CENTRAL TRUST Co 83 0 0.00%
25 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.