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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 35 Institutional holders with a total value of $30,632,674.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 655,317 7,077,000 23.10%
2 FMR LLC 497,700 5,375,000 17.55%
3 VANGUARD GROUP INC 228,994 2,473,000 8.07%
4 BlackRock Fund Advisors 190,118 2,053,000 6.70%
5 WOLVERINE ASSET MANAGEMENT LLC 178,739 1,930,000 6.30%
6 DIALECTIC CAPITAL MANAGEMENT, LP 130,000 1,404,000 4.58%
7 BLACKTHORN INVESTMENT GROUP LLC 113,150 1,222,000 3.99%
8 TWO SIGMA ADVISERS, LP 98,274 1,061,000 3.46%
9 TWO SIGMA INVESTMENTS, LP 95,318 1,029,000 3.36%
10 DEPRINCE RACE & ZOLLO INC 73,000 788,000 2.57%
11 GEODE CAPITAL MANAGEMENT, LLC 59,456 642,000 2.10%
12 Bulldog Investors, LLP 55,000 594,000 1.94%
13 Yorktown Management & Research Co Inc 51,786 559,000 1.82%
14 DEUTSCHE BANK AG\ 49,371 533,000 1.74%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,468 524,000 1.71%
16 PVG Asset Management 47,655 514,674 1.68%
17 GOLDMAN SACHS GROUP INC 45,243 489,000 1.60%
18 Nine Chapters Capital Management LLC 41,900 453,000 1.48%
19 STIFEL FINANCIAL CORP 28,570 309,000 1.01%
20 MILLENNIUM MANAGEMENT LLC 23,900 258,000 0.84%
21 MORGAN STANLEY 23,368 253,000 0.83%
22 NORTHERN TRUST CORP 23,229 251,000 0.82%
23 GSA CAPITAL PARTNERS LLP 22,772 246,000 0.80%
24 CREDIT SUISSE AG/ 16,906 183,000 0.60%
25 Bank of New York Mellon Corp 16,893 182,000 0.59%
26 Invesco Ltd. 6,956 75,000 0.24%
27 ROYAL BANK OF CANADA 5,800 63,000 0.21%
28 B. Riley Wealth Advisors, Inc. 3,000 32,000 0.10%
29 UBS Group AG 2,423 26,000 0.08%
30 BlackRock Investment Management, LLC 1,701 18,000 0.06%
31 NEXT Financial Group, Inc 1,200 13,000 0.04%
32 Hudock, Inc. 175 2,000 0.01%
33 CITIGROUP INC 50 1,000 0.00%
34 WELLS FARGO & COMPANY/MN 1 0 0.00%
35 CENTRAL TRUST Co 83 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.