Dark
Light
System
Security
FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 36 Institutional holders with a total value of $32,293,870.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 400,000 4,516,000 13.98%
2 RENAISSANCE TECHNOLOGIES LLC 349,236 3,943,000 12.21%
3 DEUTSCHE BANK AG\ 222,639 2,513,000 7.78%
4 VANGUARD GROUP INC 208,181 2,350,000 7.28%
5 TWO SIGMA INVESTMENTS, LP 182,121 2,056,000 6.37%
6 Alyeska Investment Group, L.P. 150,500 1,699,000 5.26%
7 MENDON CAPITAL ADVISORS CORP 147,127 1,662,000 5.15%
8 DIALECTIC CAPITAL MANAGEMENT, LP 140,000 1,581,000 4.90%
9 WOLVERINE ASSET MANAGEMENT LLC 134,569 1,519,000 4.70%
10 TWO SIGMA ADVISERS, LP 124,700 1,408,000 4.36%
11 Talkot Capital, LLC 107,600 1,215,000 3.76%
12 DEPRINCE RACE & ZOLLO INC 100,000 1,129,000 3.50%
13 BLACKTHORN INVESTMENT GROUP LLC 89,710 1,013,000 3.14%
14 Yorktown Management & Research Co Inc 131,086 813,000 2.52%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 63,275 714,000 2.21%
16 MILLENNIUM MANAGEMENT LLC 61,195 691,000 2.14%
17 Bulldog Investors, LLP 55,000 621,000 1.92%
18 GEODE CAPITAL MANAGEMENT, LLC 51,735 584,000 1.81%
19 STIFEL FINANCIAL CORP 47,201 533,000 1.65%
20 MORGAN STANLEY 32,870 371,000 1.15%
21 BlackRock Fund Advisors 27,684 313,000 0.97%
22 Virtu KCG Holdings LLC 24,367 275,000 0.85%
23 GOLDMAN SACHS GROUP INC 18,008 203,000 0.63%
24 NORTHERN TRUST CORP 14,904 168,000 0.52%
25 ROYAL BANK OF CANADA 10,500 119,000 0.37%
26 BARCLAYS PLC 9,600 106,000 0.33%
27 Tower Research Capital LLC (TRC) 3,807 43,000 0.13%
28 UBS AG 3,195 36,000 0.11%
29 B. Riley Wealth Advisors, Inc. 3,000 33,870 0.10%
30 CITIGROUP INC 2,000 23,000 0.07%
31 BlackRock Investment Management, LLC 1,655 19,000 0.06%
32 AMERIPRISE FINANCIAL INC 1,000 11,000 0.03%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 579 7,000 0.02%
34 BANK OF AMERICA CORP /DE/ 526 6,000 0.02%
35 WELLS FARGO & COMPANY/MN 1 0 0.00%
36 CENTRAL TRUST Co 83 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.