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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $15,799,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 809,466 4,420,000 27.98%
2 FMR LLC 497,700 2,717,000 17.20%
3 VANGUARD GROUP INC 389,565 2,127,000 13.46%
4 CITIGROUP INC 287,370 1,569,000 9.93%
5 Pine River Capital Management L.P. 200,000 1,092,000 6.91%
6 WOLVERINE ASSET MANAGEMENT LLC 131,724 719,000 4.55%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 97,106 530,000 3.35%
8 BlackRock Institutional Trust Company, N.A. 76,559 418,000 2.65%
9 GEODE CAPITAL MANAGEMENT, LLC 66,937 365,000 2.31%
10 BlackRock Fund Advisors 37,249 203,000 1.28%
11 MILLENNIUM MANAGEMENT LLC 27,902 152,000 0.96%
12 PRICE T ROWE ASSOCIATES INC /MD/ 26,500 145,000 0.92%
13 ALPINE WOODS CAPITAL INVESTORS, LLC 24,000 131,000 0.83%
14 MORGAN STANLEY 23,736 130,000 0.82%
15 DEUTSCHE BANK AG\ 23,550 128,000 0.81%
16 STIFEL FINANCIAL CORP 22,331 122,000 0.77%
17 TWO SIGMA ADVISERS, LP 22,074 121,000 0.77%
18 NORTHERN TRUST CORP 21,968 120,000 0.76%
19 TWO SIGMA INVESTMENTS, LP 19,973 109,000 0.69%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,400 90,000 0.57% Call
21 BANK OF AMERICA CORP /DE/ 16,271 89,000 0.56%
22 SHEAFF BROCK INVESTMENT ADVISORS, LLC 14,900 81,000 0.51%
23 Bank of New York Mellon Corp 13,358 73,000 0.46%
24 GOLDMAN SACHS GROUP INC 11,800 64,000 0.41%
25 SIMPLEX TRADING, LLC 10,360 56,000 0.35%
26 BlackRock Investment Management, LLC 2,076 11,000 0.07%
27 Creative Planning 1,000 5,000 0.03%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 910 5,000 0.03%
29 Tower Research Capital LLC (TRC) 643 4,000 0.03%
30 ROYAL BANK OF CANADA 300 2,000 0.01%
31 Hudock, Inc. 275 1,000 0.01%
32 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.